Financial Services Marketing Compliance

Tuesday, October 25 to Wednesday, October 26, 2005

FORMERLY SCHEDULED at the Westin Embassy Row Hotel
NEW VENUE: The L'Enfant Plaza Hotel, Washington, DC

Does your marketing compliance program insulate you from regulatory actions and plaintiff lawsuits?

With the marketing landscape transformed by new legislation, changing regulatory guidelines and aggressive actions by state attorney general offices around the country, financial services companies face unprecedented hurdles as they try to create successful marketing efforts. The complex set of rules that companies must adhere to is made even more challenging by questions of preemption.

While understanding what rules apply and what they require is challenging enough, in-house and outside attorneys must provide guidance to the business and marketing people who typically approach these efforts with a different mindset. Bridging the gap between the legal and marketing groups is a requirement that can't be overlooked.

Financial Services Marketing Compliance will guide you through these challenges by providing you with the most current strategies for maintaining compliance with the rules and regulations that govern marketing. An outstanding faculty of industry leaders has been assembled to give you practical guidance on:

• Which federal guidelines are being revised and how this will impact your marketing efforts
• How to avoid finding yourself subject to a state enforcement action
• Maintaining privacy standards when working with third parties
• Complying with internet, e-mail and telephone solicitation rules
• The latest guidelines for pre-screening techniques
• Establishing compliance guidelines for your marketing professionals

In addition, an interactive and dynamic workshop, Fundamentals of Marketing Compliance: How Consumer Protection Laws Apply to Financial Services will help beginners to this area understand the complex set of rules and regulations that govern marketing efforts.

As a special incentive to financial services companies, we're offering a 25% discount for marketing professionals when they register for this event with their in-house or outside counsel. Take advantage of this opportunity to learn from and network with other professionals facing the challenges of complying with marketing requirements. You'll also benefit from the comprehensive program materials specifically prepared by the speakers for this event; they will be a valuable resource over the coming months. Register early to ensure your place by calling 1-888-ACI-2480 or by faxing your registration form to 1-877-927-1563. Or use our online registration service.

Brochure

- click image for pdf -

- Actions -

- Share -

Location:
FORMERLY SCHEDULED at the Westin Embassy Row Hotel
NEW VENUE: The L'Enfant Plaza Hotel
Washington, DC