American Conference Institute’s 7th National Forum on

Energy Trading Compliance and Regulatory Enforcement

Achieving Compliance, Avoiding Investigation and Managing Regulatory Actions in an Era of Heightened Scrutiny

Thursday, June 06 to Friday, June 07, 2013
Hilton Houston Post Oak Hotel, Houston, TX

Led by CFTC and FERC, industry leading companies, and outside attorneys who are tuned into the recent changes, this is the only energy trading compliance conference that looks ahead and offers measurable strategies and tactics to ensure that compliance programs fit seamlessly into the new regulatory landscape.

As the Dodd Frank regulations have materialized, the FERC and the CFTC continue to sort out their jurisdictional reach, and the industry finds itself faced with CFTC’s new rules and final product definitions, companies have been left struggling with questions on how to comply with regulations in a post-Dodd Frank world. Increased enforcement efforts coupled with congressionally-sanctioned penalties makes regulatory compliance more important than ever.

Now in its 7th installment, and back in Houston for the first time in years, ACI’s Energy Trading Compliance & Regulatory Enforcement is the industry’s premier event that directly addresses the most pressing compliance issues and regulatory initiatives that companies and their outside counsel need to be aware of. This program is designed to offer insights into pending rules and enforcement programs by the energy regulatory bodies, and explains the impact of increased federal scrutiny on the energy trading practice. It features a distinguished faculty of leaders from FERC and CFTC, as well as Hess Corporation, PJM Interconnection, Con Edison, Mercuria Energy Trading, Enbridge Energy Company, E.ON Energy Trading SE, DB Energy Trading LLC, National Energy Marketers Association, The Energy Authority, CenterPoint Energy, Inc., Xcel Energy, Tri-County Electric Cooperative, Inc., Bank of America Merrill Lynch, JP Morgan Chase, and Exelon.

Attend this conference to hear the leaders in the industry share their insights into the current state of the energy trading space, as well as proven strategies for preparing a compliance program that will be responsive to all of the newly enacted, and often difficult to grasp, regulatory changes. As the industry continues to be faced with drastic changes, you cannot afford to miss this important event to ensure your compliance program is ready.

Plus be sure to also register for the:

  • Pre-Conference Primer: Fundamentals of Energy Trading Compliance
  • Post-Conference Master Class: Maximizing the Effectiveness of Surveillance Programs to Meet Cross-Agency Requirements, Minimize Risk, & Reduce Sentencing