American Conferenc Institute's Premier Forum on
Regulatory Compliance & Risk Management for Financial Services
Addressing major compliance and risk requirements globally to meet stepped up regulatory and reporting obligations.
Thursday, May 05 to Friday, May 06, 2011
Flatotel, New York, NY
A never-before-seen faculty of federal and state government regulators and in-house professionals will help you ensure adequate compliance controls are in place and implemented in a way that conforms to new regulations and landmark legislation, as it filters down the pike.
In light of the ongoing financial reform, the financial industry’s compliance function is facing an influx of change, including the creation of new regulators, the regulation of new markets, the bringing of new firms into the regulatory arena, and the provision of new rulemaking and enforcement powers to regulators. This has resulted in a complete revamp of each affected company’s compliance program. Financial institutions need to be increasingly vigilant to ensure their compliance controls are in place and implemented in a way to conform to the regulations and landmark legislation, as it filters down the pike.
A successful compliance program must be dynamic and proactive; it must constantly assess the evolving risks. ACI’s unique forum on Regulatory Compliance & Risk Management for Financial Services will provide strategies unavailable in any other forum — the strategies you need to build a successful risk management program that addresses what the regulators are looking for and what to expect over the next several weeks, months, and years.
The premier faculty includes leaders from the SEC, US Attorney’s Office, FDIC, The Fed, DOJ, OFAC, state attorneys general as well as renowned in-house professionals from Visa, Bank of America, JP Morgan Chase, Harbinger Capital Partners, Wells Fargo Advisors, GE Capital, Fairfield County Bank, Pulte Mortgage, Zurich, ARS National, Capital One, American General Finance, UBS, Comerica, Morgan Stanley, MetaBank, Fay Financial/Fay Servicing, TD Ameritrade and many others. They will provide you with the most up-to-date information and clarifications on complex compliance issues, as well as the future of compliance, helping you stay one step ahead of the curve and avoiding potential risks.
Enhance your conference experience by also registering for the Workshops:
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Thu, May 05, 2011
Fri, May 06, 2011
New York, NY
Accreditation will be sought in those jurisdictions requested by the registrants which have continuing education requirements. This course is identified as nontransitional for the purposes of CLE accreditation.
ACI certifies that the activity has been approved for CLE credit by the New York State Continuing Legal Education Board in the amount of 15.0 hours. An additional 3.5 credit hours will apply to each workshop participation.
ACI certifies that this activity has been approved for CLE credit by the State Bar of California in the amount of 12.5 hours. An additional 3.0 credit hours will apply to each workshop participation.
You are required to bring your state bar number to complete the appropriate state forms during the conference. CLE credits are processed in 4-8 weeks after a conference is held.
ACI has a dedicated team which processes requests for state approval. Please note that event accreditation varies by state and ACI will make every effort to process your request.
Questions about CLE credits for your state? Visit our online CLE Help Center at www.americanconference.com/CLE