Regulatory Compliance & Risk Management for Financial Services

Thursday, May 05 to Friday, May 06, 2011

Flatotel, New York, NY

A never-before-seen faculty of federal and state government regulators and in-house professionals will help you ensure adequate compliance controls are in place and implemented in a way that conforms to new regulations and landmark legislation, as it filters down the pike.

In light of the ongoing financial reform, the financial industry’s compliance function is facing an influx of change, including the creation of new regulators, the regulation of new markets, the bringing of new firms into the regulatory arena, and the provision of new rulemaking and enforcement powers to regulators. This has resulted in a complete revamp of each affected company’s compliance program. Financial institutions need to be increasingly vigilant to ensure their compliance controls are in place and implemented in a way to conform to the regulations and landmark legislation, as it filters down the pike.

A successful compliance program must be dynamic and proactive; it must constantly assess the evolving risks. ACI’s unique forum on Regulatory Compliance & Risk Management for Financial Services will provide strategies unavailable in any other forum — the strategies you need to build a successful risk management program that addresses what the regulators are looking for and what to expect over the next several weeks, months, and years.

The premier faculty includes leaders from the SEC, US Attorney’s Office, FDIC, The Fed, DOJ, OFAC, state attorneys general as well as renowned in-house professionals from Visa, Bank of America, JP Morgan Chase, Harbinger Capital Partners, Wells Fargo Advisors, GE Capital, Fairfield County Bank, Pulte Mortgage, Zurich, ARS National, Capital One, American General Finance, UBS, Comerica, Morgan Stanley, MetaBank, Fay Financial/Fay Servicing, TD Ameritrade and many others. They will provide you with the most up-to-date information and clarifications on complex compliance issues, as well as the future of compliance, helping you stay one step ahead of the curve and avoiding potential risks.

Enhance your conference experience by also registering for the Workshops:
A. Credit Cards and Debit Cards: Demystifying New Regulations and Reforms, May 4, 2011
B. Residential Mortgages: Mitigating Lending Risk, May 6, 2011

Register now by calling 888-224-2480, faxing your registration form to 877-927-1563 or registering online

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Location:
Flatotel
New York, NY