Conflicts Bring Liability to Retirement Plan Fiduciaries: The Ethics of Serving Two Masters

Expert Guest Entry by Heath Miller and Al Otto Decisions and transactions in the investment world are often based on information from a trusted relationship. As a Fiduciary to an endowment, a foundation, or a qualified retirement plan, there is an extra level of due diligence that is required in order to assure that conflicts of interest…

Heath Miller, J.D

In-House ERISA Counsel, Shepherd Kaplan LLC Heath is the In-House ERISA Counsel with over 15 years of experience primarily in tax and employee benefits. He is responsible for the ongoing development and refinement of the processes and procedures associated with the investment services that Shepherd Kaplan provides to its institutional clients.