Expert Guest Entry by Heath Miller and Al Otto Decisions and transactions in the investment world are often based on information from a trusted relationship. As a Fiduciary to an endowment, a foundation, or a qualified retirement plan, there is an extra level of due diligence that is required in order to assure that conflicts of interest…
Anti-Corruption/ FCPA and International Trade – UK fraud office probes GSK after claims of foreign bribery, whistleblower collects $1.7 million in Medtronic kickback settlement and more.
Principal, Senior Investment Advisory Consultant, Shepherd Kaplan LLC Al is a Senior Investment Advisory Consultant and heads the Atlanta office. He consults nationally to corporations on plan design, investment management, governance and revenue utilization matters.
In-House ERISA Counsel, Shepherd Kaplan LLC Heath is the In-House ERISA Counsel with over 15 years of experience primarily in tax and employee benefits. He is responsible for the ongoing development and refinement of the processes and procedures associated with the investment services that Shepherd Kaplan provides to its institutional clients.
Employment Law – Louisiana follows Wisconsin and Tennessee in protecting employee and student personal online account, employer sanctioned for failing to issue a litigation hold after notice of EEOC charge and more.
Did you know that in 2013 something between $32 billion and $53.1 billion can be accounted as “corruption money” in Brazil? We’ve put together an infographic to briefly highlight indicators of Brazil’s high risk market.
Expert Guest Entry by Robert Menzies, Originally published on roetzelcompliance.blogspot.com Earlier this week Credit Suisse AG pleaded guilty to conspiracy to aid and assist U.S. taxpayers in filing false income tax returns and other documents with the IRS.
Anti-Corruption/ FCPA and International Trade – Eleventh Circuit defines “instrumentality” broadly under the FCPA, Ex- Deloitte risk officer borrowed chips from casino audit client and more.
ACI’s 4th Latin America Summit on Anti-Corruption took place last week in Sao Paulo. We are happy to share a complimentary presentation for those who missed the event. The rest of the conference materials will be available for download soon. In the meantime, you can find all ACI Anti-Corruption and FCPA conference materials here.
Employment Law – EEOC invites public to comment on regulations aimed at clarifying what it means to be a “model employer” , Fourth circuit holds employer liable for third-party racial and sexual harassment and more.
Couldn’t attend ACI’s 8th Advanced Forum on FCPA & Anti-Corruption for the Life Sciences ? You may still download the conference materials. As a preview we are happy to share the following presentation on the blog.
June 5-6,2014 | Omni Houston Hotel, Houston, TX AmericanConference.com/FERC We’ve asked the producer of ACI’s upcoming 9th National Forum on Energy Trading Compliance & Regulatory Enforcement to provide us with what she thinks are the two main issues of concern today and going forward in the energy trading industry.
Join Our Mailing List
Receive exclusive discounts, offers and agenda updates directly to your inbox.
We use technologies like cookies to store and/or access device information. We do this to improve browsing experience and to show (non-) personalized ads. Consenting to these technologies will allow us to process data such as browsing behavior or unique IDs on this site. Not consenting or withdrawing consent, may adversely affect certain features and functions.
Functional
Always active
The technical storage or access is strictly necessary for the legitimate purpose of enabling the use of a specific service explicitly requested by the subscriber or user, or for the sole purpose of carrying out the transmission of a communication over an electronic communications network.
Preferences
The technical storage or access is necessary for the legitimate purpose of storing preferences that are not requested by the subscriber or user.
Statistics
The technical storage or access that is used exclusively for statistical purposes.The technical storage or access that is used exclusively for anonymous statistical purposes. Without a subpoena, voluntary compliance on the part of your Internet Service Provider, or additional records from a third party, information stored or retrieved for this purpose alone cannot usually be used to identify you.
Marketing
The technical storage or access is required to create user profiles to send advertising, or to track the user on a website or across several websites for similar marketing purposes.
To provide the best experiences, we use technologies like cookies to store and/or access device information. Consenting to these technologies will allow us to process data such as browsing behavior or unique IDs on this site. Not consenting or withdrawing consent, may adversely affect certain features and functions.
Functional
Always active
The technical storage or access is strictly necessary for the legitimate purpose of enabling the use of a specific service explicitly requested by the subscriber or user, or for the sole purpose of carrying out the transmission of a communication over an electronic communications network.
Preferences
The technical storage or access is necessary for the legitimate purpose of storing preferences that are not requested by the subscriber or user.
Statistics
The technical storage or access that is used exclusively for statistical purposes.The technical storage or access that is used exclusively for anonymous statistical purposes. Without a subpoena, voluntary compliance on the part of your Internet Service Provider, or additional records from a third party, information stored or retrieved for this purpose alone cannot usually be used to identify you.
Marketing
The technical storage or access is required to create user profiles to send advertising, or to track the user on a website or across several websites for similar marketing purposes.