Operational and Compliance

Best Practices for Hedge Funds

Strategies for Senior Decision Makers to Manage Costs and Mitigate Risk Under the Advisers Act

Tuesday, January 31, 2006

About


You cannot afford to underestimate the importance of being prepared for SEC regulation

As the hedge fund industry is in the eleventh hour before the SEC registration deadline goes into effect, counsel, officers and senior decision makers at hedge funds are coming together to get the answers to "now what?"

The Operational and Compliance Best Practices for Hedge Funds publication will provide you with all of the insight you need to meet the demands of the new, stringent requirements of tomorrow. Our updated program and additions to our exceptional speaker faculty will ensure you have the very latest, practical information to put to use at your firm. Leading counsel, regulators and industry players will provide you with expert strategies on:*
  • Measuring the effectiveness of your new policies and procedures
  • Preparing for SEC audits
  • Monitoring email and other electronic data for nefarious activity
  • New and pending regulations for soft dollar commissions
  • Implementing trading policies to improve personal employee trading


*American Conference Institute cannot guarantee that every presentation will be included in the publication.

Contents & Contributors

About


You cannot afford to underestimate the importance of being prepared for SEC regulation

As the hedge fund industry is in the eleventh hour before the SEC registration deadline goes into effect, counsel, officers and senior decision makers at hedge funds are coming together to get the answers to "now what?"

The Operational and Compliance Best Practices for Hedge Funds publication will provide you with all of the insight you need to meet the demands of the new, stringent requirements of tomorrow. Our updated program and additions to our exceptional speaker faculty will ensure you have the very latest, practical information to put to use at your firm. Leading counsel, regulators and industry players will provide you with expert strategies on:*
  • Measuring the effectiveness of your new policies and procedures
  • Preparing for SEC audits
  • Monitoring email and other electronic data for nefarious activity
  • New and pending regulations for soft dollar commissions
  • Implementing trading policies to improve personal employee trading


*American Conference Institute cannot guarantee that every presentation will be included in the publication.

Contents & Contributors


Coming Soon! Email Tina Key, Head Librarian at publications@americanconference.com to be the first to know when this publication becomes available.


DOCUMENT TYPES: PRESENTATIONS AVAILABLE: 0