Day 1 - Thursday, April 20, 2017

8:45
Opening Remarks from the Co-Chairs
9:00
KEYNOTE ADDRESS
9:30
The State of the Union: FCPA Enforcement in a Trump Administration
10:15
Networking Break
10:30
Special Focus on Corruption Enforcement in New York
11:30
Compliance Strategy Session: Managing the Relationship of ABC with Fraud, AML and Financial Crime Compliance
12:30
Networking Luncheon
1:45
Mock Whistleblower Interview and Response Strategy Session
2:45
Employee Hiring and the FCPA: How Industry Has Been Strengthening HR Policies and Screening Procedures Post-“Princeling” and Other Key Developments
3:45
Networking Break
4:00
Dealing with Sovereign Wealth Funds and Other Foreign Investors: Unique and Heightened FCPA Considerations Affecting Your Business
4:45
Corruption Risks Outside of the FCPA Post-FIFA: Mitigating Commercial Bribery and Related Risks Posed by Your Business Model
5:45
Conference Adjourns

Day 2 - Friday, April 21, 2017

8:45
Co-Chairs’ Opening Remarks
8:50
INTERVIEW AND Q & A WITH THE SEC: A Dialogue on Internal Controls, FCPA Compliance and Enforcement Developments
9:45
The New Landscape of Corporate and Individual Liability Risks: What is Keeping Industry Up at Night and How to Update Your Mitigation Strategy
10:45
Networking Break
11:00
Entering, Operating and Exiting High Risk Jurisdictions: Best Practices for Managing Legal, Political and Security Risks Affecting Anti-Corruption Executives and Their Teams
12:00
Networking Luncheon
1:15
Financial and Underwriting Transactions: New, Special Considerations for Vetting Corruption Risks in the Banking and Insurance Contexts
2:15
Moot Court: An Interactive Debate on Highly Contentious FCPA Issues
3:15
Looking Ahead: EDNY and SDNY Prosecutors Alumni Panel
4:15
Conference Concludes

Day 1 - Thursday, April 20, 2017

8:45
Opening Remarks from the Co-Chairs

Bruce Karpati
Managing Director, Global Chief Compliance Officer
KKR

Joseph M. Azam
SVP, Legal & Group Chief Compliance Officer
News Corp

9:00
KEYNOTE ADDRESS

Trevor McFadden
Deputy Assistant Attorney General Criminal Division
U.S. Department of Justice

9:30
The State of the Union: FCPA Enforcement in a Trump Administration

Hank Bond Walther
Partner
Jones Day LLP

Jay Holtmeier
Partner
WilmerHale

Lanny A. Breuer
Partner
Covington & Burling LLP

At this interactive session, legal experts will discuss the anticipated direction of FCPA enforcement and transition under the new Administration. Faculty members will also provide best practices for positioning your organization to weather newfound and evolving risk factors. Audience participation is encouraged, so please bring your questions.

10:15
Networking Break
10:30
Special Focus on Corruption Enforcement in New York

Andrew Ceresney
Partner Debevoise & Plimpton
Former Director of Enforcement, U.S. Securities and Exchange Commission

Sandra Moser
Principal Deputy Chief, Fraud Section, Criminal Division
U.S. Department of Justice

James Loonam
Deputy Chief, Business and Securities Fraud Section
U.S. Attorney’s Office for the Eastern District of New York

Lisa Zornberg
Chief of the Criminal Division
U.S. Attorney’s Office for the Southern District of New York

Current and former enforcement officials will discuss recent trends and developments affecting industry in the Tri-State Area. Topics will include:

  • Enforcement trends and priorities, and cooperation between the DOJ and SEC
  • What has triggered suspicion and investigations
  • Key industries that have been the subject of an enforcement action
  • Contrasting enforcement in the Greater New York Metropolitan Area with national trends

11:30
Compliance Strategy Session: Managing the Relationship of ABC with Fraud, AML and Financial Crime Compliance

Tim Zirkel
Global Head of Anti-Corruption Compliance
JP Morgan Chase & Company

Bruce Karpati
Managing Director, Global Chief Compliance Officer
KKR

Ellen Lafferty
Senior Vice President US Head of Anti-Bribery & Corruption
HSBC Bank USA, N.A.

Marissa MacDonald
Vice President, Compliance, Global Anti-Corruption
Fidelity Investments

Sandee Parrado
Partner- Forensic Services
PwC

  • How financial institutions are weighing and managing interrelated risk factors
  • Upgrading your global compliance strategy to confront evolving legal and compliance challenges
  • Industry perspectives on the most pressing risks confronting the financial community
  • How recent, big ticket FCPA settlements have affected industry compliance efforts
  • Special considerations for the private equity sector

12:30
Networking Luncheon
1:45
Mock Whistleblower Interview and Response Strategy Session

Karen Yen
Managing Director, Head of Americas Litigation
UBS

Steven M. Witzel
Partner
Fried, Frank, Harris, Shriver & Jacobson LLP

James M. Koukios
Partner
Morrison & Foerster LLP

Part I – Mock Whistleblower Interview   The first part of this session will take you through the anatomy of a whistleblower interview, successful techniques, as well as common mistakes and pitfalls that can undermine an effective strategy. Part II – Updates, Real-Life Examples and Strategic Guidance  

  • How to handle whistleblowers that come internally or from the government
  • Setting up multiple channels for employees to report wrongdoing
  • How to question your employees without exposing the fact that an issue could exist
  • Knowing which steps to take immediately once a claim has been made
  • How to investigate and respond to whistleblower claims vs. “anonymous” reports

2:45
Employee Hiring and the FCPA: How Industry Has Been Strengthening HR Policies and Screening Procedures Post-“Princeling” and Other Key Developments

Matt Tanzer
Vice President, Chief Ethics & Compliance Officer
Johnson Controls

Jennifer Calise
Vice President, Global Anti-Corruption
Credit Suisse

Farrah R. Berse
Counsel
Paul, Weiss, Rifkind, Wharton & Garrison LLP

Dr. Xiaolin Zhou
Partner
Jun He Law Offices

  • What recent enforcement actions indicate about potential FCPA enforcement risks
  • When employing relatives of senior government officials could be considered a “benefit” by the agencies
  • What to look for and ask at the employee recruitment and selection phases
  • Implementing effective employee training and internal controls
  • What to do if you detect an issue after hiring the individual

3:45
Networking Break
4:00
Dealing with Sovereign Wealth Funds and Other Foreign Investors: Unique and Heightened FCPA Considerations Affecting Your Business

Faizal Karim
Director, Forensic Services
PwC

Chinwe Esimai
Managing Director Chief Anti-Bribery & Corruption Officer
Citigroup Inc.

Peter H. White
Partner
Schulte Roth & Zabel LLP

New for the 2017 program, benefit from expert insights on how to address unique risk factors and implement lessons learned from recent enforcement trends. Faculty members will also provide practical guidance on how to update your global program to meet government expectations.

4:45
Corruption Risks Outside of the FCPA Post-FIFA: Mitigating Commercial Bribery and Related Risks Posed by Your Business Model

Jo Rickards
Partner
Mishcon de Reya LLP (London, UK)

Jonathan J. Rusch
Senior Vice President - Head of Anti- Bribery and Corruption Governance
Wells Fargo

Michael Skrief
Principal, Forensic Services
PwC

Erin G.H. Sloane
Partner
WilmerHale

Evan M. Norris
Former Director, EDNY FIFA Task Force
U.S. Attorney’s Office for the Eastern District of New York

  • How U.S. Prosecutors are applying other RICO and other statutes for enforcement purposes
  • Compliance enhancements to address commercial bribery risks
  • Lessons learned from FIFA on the use of other U.S. statutes to prosecute corruption
  • How anti-corruption departments are interfacing with the government relations group to address domestic bribery risks
  • Managing pay-to-play issues
  • How industry is mitigating commercial bribery risk factors
  • How the UK is investigating suspected commercial bribery violations
  • Recent trends in SFO enforcement and lessons learned

5:45
Conference Adjourns

Networking Cocktail hosted by: p_wilmerhale_1571

Day 2 - Friday, April 21, 2017

8:45
Co-Chairs’ Opening Remarks
8:50
INTERVIEW AND Q & A WITH THE SEC: A Dialogue on Internal Controls, FCPA Compliance and Enforcement Developments

Mark F. Mendelsohn
Partner
Paul, Weiss, Rifkind, Wharton & Garrison LLP

Charles E. Cain
Deputy Chief, FCPA Unit
U.S. Securities and Exchange Commission

9:45
The New Landscape of Corporate and Individual Liability Risks: What is Keeping Industry Up at Night and How to Update Your Mitigation Strategy

Joseph M. Azam
SVP, Legal & Group Chief Compliance Officer
News Corp

Catheryn A. ORourke
Assistant General Counsel, Litigation & Investigation
Smith & Nephew

Sung-Hee Suh
Partner White & Case LLP
Former Deputy Assistant Attorney General, Criminal Division, U.S. Department of Justice

At this highly anticipated session, expert faculty members will offer first-hand insights on the most significant FCPA and related risk factors coming across their desks. Learn how they are approaching both individual and corporate liability risks and updating their strategies in response to a new U.S. Administration and evolving landscape.

10:45
Networking Break
11:00
Entering, Operating and Exiting High Risk Jurisdictions: Best Practices for Managing Legal, Political and Security Risks Affecting Anti-Corruption Executives and Their Teams

Speakers

Lynn Haaland
SVP, Deputy General Counsel, Global Compliance & Ethics Officer
PepsiCo

Kimberly S. Walker
Chief Compliance Officer
Transocean

Obiamaka P. Madubuko
Shareholder
Greenberg Traurig, LLP

Kathryn G. Simpson
Vice President, Deputy General Counsel
Northrop Grumman Corporation

Panel Moderator

Dennis Haist
General Counsel & Chief Compliance Officer
Steele Compliance Solutions

  • Which jurisdictions have presented especially complex risks and challenges for industry
  • How to prepare and manage team members who are based in high risk jurisdictions
  • Unanticipated challenges that can arise in the context of conducting business
  • Special considerations for exiting high risk jurisdictions
  • Concrete examples of managing the interplay of legal, security and political risks

12:00
Networking Luncheon
1:15
Financial and Underwriting Transactions: New, Special Considerations for Vetting Corruption Risks in the Banking and Insurance Contexts

John J. Carney
Partner
BakerHostetler

Jessica Budoff
Executive Director, Legal and Compliance
Morgan Stanley

Preeti Narayan
Second Vice President and Counsel, Corporate Acquisitions and Transactions
The Guardian Life Insurance Company of America

  • What recent enforcement actions reveal about new, evolving industry-specific risks
  • Where industry has gone right (and wrong) in their approach to vetting corruption risks
  • Which transactions can be the most susceptible to heightened risk and government scrutiny
  • How much due diligence is enough to mitigate risk

2:15
Moot Court: An Interactive Debate on Highly Contentious FCPA Issues

Lisa A. Prager
Partner
Holland & Knight LLP

Palmina Fava
Partner
Paul Hastings LLP (New York, NY)

Martha B. Stolley
Partner
Morgan Lewis

In New York for the first time, this highly anticipated Moot Court will address two of the biggest sources of contention with respect to the FCPA. Hear from defense counsel and former prosecutors, who will utilize real-life hypotheticals depicting an appellate argument.

3:15
Looking Ahead: EDNY and SDNY Prosecutors Alumni Panel

David N. Kelley
Partner Dechert
Former U.S. Attorney for the Southern District of New York

Kelly Currie
Partner Crowell & Moring LLP
Former Chief Assistant U.S. Attorney, U.S. Attorney’s Office for the Eastern District of New York

Gain valuable perspectives from former SDNY and EDNY decision-makers on the enforcement landscape, recent trends and unique risk factors for key industries. Topics will include:

  • What recent developments suggest about the enforcement landscape moving forward
  • How EDNY and SDNY have been approaching investigations and settlements
  • Contrasting SDNY and EDNY enforcement actions and lessons learned

4:15
Conference Concludes