Agenda
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Day 1 - Tuesday, March 28, 2017
Day 2 - Wednesday, March 29, 2017
Post-Conference Workshops
Workshop A – (Local Delegate) | How to Build a Best-in-Class Third Party Risk Management Program
Mar 30, 2017 9:00am – 12:30pm
Speakers
Maite de Alba
General Counsel for Emerging Markets
NTT Data Services (Mexico)
Miguel Jáuregui Rojas
Founding Partner
Jáuregui y Del Valle, S.C. (Mexico)
Workshop A – (International Delegate) | How to Build a Best-in-Class Third Party Risk Management Program
Mar 30, 2017 9:00am – 12:30pm
Speakers
Maite de Alba
General Counsel for Emerging Markets
NTT Data Services (Mexico)
Miguel Jáuregui Rojas
Founding Partner
Jáuregui y Del Valle, S.C. (Mexico)
Workshop B – (Local Delegate) | What are the “Ins and Outs” of an Effective Anti-Corruption Compliance Program Today?
Mar 30, 2017 1:30pm – 5:00pm
Speakers
Matthew D. Schreiber
Director of Legal Affairs and Assistant General Counsel, Americas
Juniper Networks, Inc. (USA)
Michael A. Ferrier
General Counsel
Cenergy International Services (USA)
Camila von Ancken
Regional Compliance Counsel, LATAM
Google (Brazil)
Workshop B – (International Delegate) | What are the “Ins and Outs” of an Effective Anti-Corruption Compliance Program Today?
Mar 30, 2017 1:30pm – 5:00pm
Speakers
Matthew D. Schreiber
Director of Legal Affairs and Assistant General Counsel, Americas
Juniper Networks, Inc. (USA)
Michael A. Ferrier
General Counsel
Cenergy International Services (USA)
Camila von Ancken
Regional Compliance Counsel, LATAM
Google (Brazil)
Day 1 - Tuesday, March 28, 2017
8:00 |
Registration & Continental Breakfast |
8:30 |
Conference Co-Chairs’ Opening RemarksAdriana Velazquez Hugo Lopez Coll |
8:45 |
From Pen to Paper to Practice: How Enforcement of El Sistema Nacional Anticorrupción is Expected to Play OutDr. Eber Omar Betanzos Torres Sergio Eduardo Huacuja Betancourt Carlos Hernández Vázquez
|
9:45 |
How Companies Can Accelerate Their Preparation for Mexico’s New Anti-Corruption SystemIsabel Ocaña Hugo Lopez Coll Jose Lechuga Corvacho Alfredo Hernandez
|
10:45 |
Coffee & Networking Break |
11:00 |
Spotlight on FCPA Enforcement by the USDOJ and SEC: What are Targeted Violations, What Industries are Under Investigation, and How are US and Mexican Authorities CooperatingJonathan Edward Adams Guillermo Larrea
|
11:45 |
How to Minimize Pitfalls When Working with Municipalities: Focus on Business Licenses and Permits GrantingAdriana Velazquez Miguel Gallardo Guerra Monica Gutierrez Lorenzo Luaces
|
12:30 |
Interactive Industry Networking Luncheon for Attendees and SpeakersLearn informally during lunch as you sit at the industry table of your choice. Network and discuss the anti-corruption issues that are the most pertinent to your industry as well as current challenges in the country.
|
1:45 |
EXCLUSIVE INTERVIEW: Mexico’s Next Big ChallengeDr. Arely Gómez González RAFAEL ESTRADA MICHÈL |
2:30 |
Where Companies Go Wrong with Internal Investigations: How to Minimize Risk Upon Suspicion of Corrupt ConductWendy Alcala Mario Mejía Kargl Angel Molina Isabel Ocaña Hugo Lopez Coll Alfredo Hernandez
|
3:30 |
Coffee & Networking Break |
3:45 |
How to Leverage Technology to Enhance your Corporate Compliance Program and Training Initiatives… and Make Your Employees Actually Want to ParticipateFabiana Takata Ignacio Gabriel Stepancic Imelda Alvarez Daniel Pérez-Cirera Santacruz This highly practical panel will present a selection of cases where companies have effectively leveraged technology to improve their compliance function. Don’t miss this opportunity to hear top-tier compliance practitioners share their insights on how technological innovations resulted in:
|
4:30 |
Re-Engineering Mexico’s Energy Market: What Compliance Officers Must Know About the Fast-Evolving Competition and Corruption LandscapeMarco A. Padilla Merigo Juan Carlos Machorro G. Alberto Jaquez Diana Monraz MacGregor
|
5:15 |
Conference Adjourns |
Day 2 - Wednesday, March 29, 2017
8:00 |
Continental Breakfast |
8:30 |
Conference Co-Chairs’ Opening Remarks |
8:35 |
An Inside Look at Effective Risk Assessments on the Ground: How to Detect Potential Bribery Schemes and Foster Collaboration across the Compliance, Legal and Accounting FunctionsAngelica Morales Quezada Enrique Ortiz Casillas Alberto Orozco
|
9:30 |
How to Manage Third Party Due Diligence and Auditing: Special Focus on Transparency of Ownership, Data Privacy and Risks Posed by Unavailability of InformationCristóbal Mariscal Herrerías Jorge Martinez Robert L Chamberlain
|
10:30 |
Coffee & Networking Break |
10:45 |
SPECIAL ADDRESS:Dr. Max Kaiser |
11:00 |
Gifts, Entertainment, Travel and Hospitality Facts and Hypotheticals — How to Handle Complex Day-to-Day Relationship-Building Scenarios Specific to MexicoClaudia Morales Elizabeth Sanchez Rodolfo Barreda Alvarado
|
11:45 |
“Mock” Whistleblower Session: How to Establish an Effective Reporting Protocol Within the Requirements of Mexico’s Complex Employment LegislationGabriel Figueroa Pérez Marcos Czacki Halkin Daniel Maldonado Alcantarra
|
12:45 |
Networking Lunch |
2:00 |
ISO 37001: The Importance of the New Global Anti-Bribery Standard in the Mexican ContextAlejandro Rios Rippa Luis Ortiz
|
2:45 |
Minimizing Corruption Risks in your Supply Chain Where Interaction with Government and Public Officials is HighDr. Alejandro Galván Illanes Cory LaBarge William Gordon This exclusive and practical session will present practical step-by-step approaches and solutions to three complex supply chain scenarios:
|
3:30 |
Coffee & Networking Break |
3:45 |
Lessons Learned: How to Effectively Partner with Corporate Headquarters and Localize Your Compliance Program by Tailoring it to On-the-Ground RealitiesAndrea Gonzalez Laura Paredes Roberto Hernandez
|
4:30 |
Ethics in Compliance: Interactive Discussion on How to Resolve Day-to-Day Ethical Dilemmas and Influence Through a Culture of ComplianceDiego Valdovinos Dr. Juan Pablo Pampillo Baliño Marco Rivas
|
5:15 |
Conference Concludes |
Workshop A – (International Delegate) | How to Build a Best-in-Class Third Party Risk Management Program
Maite de Alba
General Counsel for Emerging Markets
NTT Data Services (Mexico)
Miguel Jáuregui Rojas
Founding Partner
Jáuregui y Del Valle, S.C. (Mexico)
What is it about?
During this practical and interactive workshop, attendees will gain comprehensive insights on third party best practices and identify tools and tactics leading companies are using to onboard and monitor third parties in alignment with relevant anti-corruption laws. Walk away with nuts and bolts guidance on how to create a cost-effective, and a credible risk-based third party anti-corruption program. This practical third party management workshop will focus on the following areas:- How to select a third party due diligence provider to help you conduct local due diligence
- How to comply with state secret and personal/private data protection regulations to obtain “sufficient” information
- Which high risk areas should be the due diligence focus for Mexican as well as international suppliers: Kickbacks, gifts and entertainment, government connections, PEPs, sponsors and gestores
- How to identify the processes to audit and detect hidden bribery risks and red flags
- How deep should you go when conducting sub-distributors’ due diligence and how to communicate with the same to ensure compliance with your program
- What to do if third party consultant providers are former government officials, PEPs or related to a government official and how to identify the most common conflicts of interest
Workshop B – (International Delegate) | What are the “Ins and Outs” of an Effective Anti-Corruption Compliance Program Today?
Matthew D. Schreiber
Director of Legal Affairs and Assistant General Counsel, Americas
Juniper Networks, Inc. (USA)
Michael A. Ferrier
General Counsel
Cenergy International Services (USA)
Camila von Ancken
Regional Compliance Counsel, LATAM
Google (Brazil)
What is it about?
This expert working session offers a unique opportunity to benchmark your anti-corruption compliance program with peers. Experienced workshop facilitators will discuss local as well as non-Mexican regulators’ expectations for an effective compliance program. The presenters will lay out a roadmap of best practices on multifarious topics and address questions and concerns of the audience to enable attendees to obtain real-world practical insights and information on lessons learned.- Identifying the design, structure and backbone of an effective anti-corruption program
- How to groom the next generation of compliance champions at all layers of your organization:
- Assembling the best team
- Sharing ownership and commitment
- Operational and financial capacity
- Personnel and stakeholder communication, and the importance of relationship building
- How to achieve C-Suite buy-in for your compliance program
- What are appropriate financial resources for compliance: How to identify what resources are most critical to a robust program
- Cultural translation of compliance: 5 Hurdles to overcome to ensure robustness of your local anti-corruption training program
- How to entice, entertain and “gently frighten” your trainees to promote compliance and keep your periodic training “fresh”
- Best practices for third party intermediary and partner due diligence and ongoing monitoring
- How to leverage up-and-coming technology and data analytics that provide meaningful metrics and drive your compliance strategy: Dashboards, average headcount, average cycle time
- How to perform a program self-assessment and keep it current to satisfy government expectations: How to test whether your program is working
- How to expand your compliance program to include related commercial issues beyond anti-corruption: gray market issues, competition law compliance/issues, export control/compliance issues, etc.
Workshop A – (Local Delegate) | How to Build a Best-in-Class Third Party Risk Management Program
Maite de Alba
General Counsel for Emerging Markets
NTT Data Services (Mexico)
Miguel Jáuregui Rojas
Founding Partner
Jáuregui y Del Valle, S.C. (Mexico)
What is it about?
During this practical and interactive workshop, attendees will gain comprehensive insights on third party best practices and identify tools and tactics leading companies are using to onboard and monitor third parties in alignment with relevant anti-corruption laws. Walk away with nuts and bolts guidance on how to create a cost-effective, and a credible risk-based third party anti-corruption program. This practical third party management workshop will focus on the following areas:- How to select a third party due diligence provider to help you conduct local due diligence
- How to comply with state secret and personal/private data protection regulations to obtain “sufficient” information
- Which high risk areas should be the due diligence focus for Mexican as well as international suppliers: Kickbacks, gifts and entertainment, government connections, PEPs, sponsors and gestores
- How to identify the processes to audit and detect hidden bribery risks and red flags
- How deep should you go when conducting sub-distributors’ due diligence and how to communicate with the same to ensure compliance with your program
- What to do if third party consultant providers are former government officials, PEPs or related to a government official and how to identify the most common conflicts of interest
Workshop B – (Local Delegate) | What are the “Ins and Outs” of an Effective Anti-Corruption Compliance Program Today?
Matthew D. Schreiber
Director of Legal Affairs and Assistant General Counsel, Americas
Juniper Networks, Inc. (USA)
Michael A. Ferrier
General Counsel
Cenergy International Services (USA)
Camila von Ancken
Regional Compliance Counsel, LATAM
Google (Brazil)
What is it about?
This expert working session offers a unique opportunity to benchmark your anti-corruption compliance program with peers. Experienced workshop facilitators will discuss local as well as non-Mexican regulators’ expectations for an effective compliance program. The presenters will lay out a roadmap of best practices on multifarious topics and address questions and concerns of the audience to enable attendees to obtain real-world practical insights and information on lessons learned.- Identifying the design, structure and backbone of an effective anti-corruption program
- How to groom the next generation of compliance champions at all layers of your organization:
- Assembling the best team
- Sharing ownership and commitment
- Operational and financial capacity
- Personnel and stakeholder communication, and the importance of relationship building
- How to achieve C-Suite buy-in for your compliance program
- What are appropriate financial resources for compliance: How to identify what resources are most critical to a robust program
- Cultural translation of compliance: 5 Hurdles to overcome to ensure robustness of your local anti-corruption training program
- How to entice, entertain and “gently frighten” your trainees to promote compliance and keep your periodic training “fresh”
- Best practices for third party intermediary and partner due diligence and ongoing monitoring
- How to leverage up-and-coming technology and data analytics that provide meaningful metrics and drive your compliance strategy: Dashboards, average headcount, average cycle time
- How to perform a program self-assessment and keep it current to satisfy government expectations: How to test whether your program is working
- How to expand your compliance program to include related commercial issues beyond anti-corruption: gray market issues, competition law compliance/issues, export control/compliance issues, etc.