Workshop A – (International Delegate) | How to Build a Best-in-Class Third Party Risk Management Program

Mar 30, 2017 9:00am – 12:30pm

Maite de Alba
General Counsel for Emerging Markets
NTT Data Services (Mexico)

Miguel Jáuregui Rojas
Founding Partner
Jáuregui y Del Valle, S.C. (Mexico)

During this practical and interactive workshop, attendees will gain comprehensive insights on third party best practices and identify tools and tactics leading companies are using to onboard and monitor third parties in alignment with relevant anti-corruption laws. Walk away with nuts and bolts guidance on how to create a cost-effective, and a credible risk-based third party anti-corruption program. This practical third party management workshop will focus on the following areas:  
  • How to select a third party due diligence provider to help you conduct local due diligence
  • How to comply with state secret and personal/private data protection regulations to obtain “sufficient” information
  • Which high risk areas should be the due diligence focus for Mexican as well as international suppliers: Kickbacks, gifts and entertainment, government connections, PEPs, sponsors and gestores
  • How to identify the processes to audit and detect hidden bribery risks and red flags
  • How deep should you go when conducting sub-distributors’ due diligence and how to communicate with the same to ensure compliance with your program
  • What to do if third party consultant providers are former government officials, PEPs or related to a government official and how to identify the most common conflicts of interest