Focus on Risk Management

Money Laundering & Fraud Prevention through Effective Detection, Reporting & Enhanced Due Diligence Compliance Training

January 24, 2019 9:30am

Max Bolstad
Vice-President, Global Anti-Money Laundering & Privacy Officer
New York Life Insurance Company (New York, NY)

Becki Laporte
Vice-President, Anti-Money Laundering Officer
Advisor Group (Atlanta, GA)

Gina Jones
Lead Director and Chief Financial Crime Officer
AXA US (New York, NY)

This session will provide an in-depth overview and competency on the following:
  • How to implement a global approach to KYC for U.S. based FI’s operating across jurisdictions
  • Recent KYC Tilt – revised requirements
  • FinCen’s Customer Due Diligence rule – beneficial ownership requirements
  • Advanced CDD & EDD Training for FI’s
    • Applying a risk-based approach to determine thresholds
    • Full-proofing procedures
    • Conducting a robust risk assessment