Focus on Risk Management
Money Laundering & Fraud Prevention through Effective Detection, Reporting & Enhanced Due Diligence Compliance Training
Max Bolstad
Vice-President, Global Anti-Money Laundering & Privacy Officer
New York Life Insurance Company (New York, NY)
Becki Laporte
Vice-President, Anti-Money Laundering Officer
Advisor Group (Atlanta, GA)
Gina Jones
Lead Director and Chief Financial Crime Officer
AXA US (New York, NY)
This session will provide an in-depth overview and competency on the following:
- How to implement a global approach to KYC for U.S. based FI’s operating across jurisdictions
- Recent KYC Tilt – revised requirements
- FinCen’s Customer Due Diligence rule – beneficial ownership requirements
- Advanced CDD & EDD Training for FI’s
- Applying a risk-based approach to determine thresholds
- Full-proofing procedures
- Conducting a robust risk assessment
