Strategies and Best Practices for Strengthening your AML Compliance Program

January 22, 2020 4:45pm

Max Bolstad
Vice President
New York Life Insurance Company (New York, NY)

Bradley J. Bondi
Cahill Gordon & Reindel LLP (New York, NY)

Andrew Davies
VP, Global Market Strategy, Financial Crime Risk Management

  • Gap assessing your policies and procedures and internal controls to protect your organization from prevalent and emerging AML risks
  • Best Practices – AML suspicious activity reports filing with FINCEN
  • Strategies to strengthen your AML compliance program
  • Conducting diligence and investigations when you’ve identified a red flag – Top tips for managing external third parties
  • Lessons learned – Beneficial ownership and CDD rule – Going beyond the corporate veil