Sanctions
Audience Polling: Staying Compliant with Rigorous Sanctions Compliance Expectations

AML
Meeting Regulator Expectations on Cannabis Compliance

January 21, 2021 3:20pm

Sanctions

Lisa M. Tanzi
SVP, Deputy General Counsel, Secretary & Group Chief Compliance Officer
Sirius International Insurance Group Ltd.

Barbara Broussard
Partner
Sidley Austin LLP

AML

Sharon Cohen Levin
Partner
Sullivan & Cromwell LLP

Becki LaPorte
Director, Global Risk & Compliance
Computer Services, Inc.

Sanctions
Audience Polling: Staying Compliant with Rigorous Sanctions Compliance Expectations
  • Benchmark your sanctions compliance program
  • Obstacles to meeting OFAC sanctions compliance guidelines
  • Status of rejected transaction reporting
  • Sanctions audit best practices
  • Scope of sanctions training

AML
Meeting Regulator Expectations on Cannabis Compliance
  • Recreational vs medical regulations to watch
  • Scope includes growers, distributors, related Services
  • Due diligence best practices