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Pre-Conference Workshops
Workshop A (Local-South America Rate) – A Deep Dive into the Most Significant Anti-Corruption and FCPA Cases Impacting Brazilian Multinationals: Essential Legal and Compliance Takeaways for Your Program and Business | Local Rate
May 21, 2019 9:00am – 12:30pm
Speakers

Taissa Macaferri Licatti
Compliance Manager
Ambev

Julissa Reynoso
Partner
Winston & Strawn LLP (USA)
Workshop A – A Deep Dive into the Most Significant Anti-Corruption and FCPA Cases Impacting Brazilian Multinationals: Essential Legal and Compliance Takeaways for Your Program and Business
May 21, 2019 9:00am – 12:30pm
Speakers

Taissa Macaferri Licatti
Compliance Manager
Ambev

Julissa Reynoso
Partner
Winston & Strawn LLP (USA)
Workshop B (Local-South America Rate) – COMPLIANCE BENCHMARKING: Building a Management System to Optimize Efficiency and Effectiveness of an Integrity & Compliance Program: Best Practices and Lessons Learned | Local Rate
May 21, 2019 1:30pm – 5:00pm
Speakers

Alexandre C. Serpa
Regional Compliance Head for Latin America and Canada
Allergan

Karlis Novickis
Leading Professor Compliance Management Program and Legal Risks advisor
Insper / KMN Advogado
(Former Regional Compliance Officer, Whirlpool LATAM)

Patricia Punder
International Compliance Professional & Advisor
Workshop B – COMPLIANCE BENCHMARKING: Building a Management System to Optimize Efficiency and Effectiveness of an Integrity & Compliance Program: Best Practices and Lessons Learned
May 21, 2019 1:30pm – 5:00pm
Speakers

Alexandre C. Serpa
Regional Compliance Head for Latin America and Canada
Allergan

Karlis Novickis
Leading Professor Compliance Management Program and Legal Risks advisor
Insper / KMN Advogado
(Former Regional Compliance Officer, Whirlpool LATAM)

Patricia Punder
International Compliance Professional & Advisor
Day 1 - Wednesday, May 22, 2019
Day 2 - Thursday, May 23, 2019
Day 1 - Wednesday, May 22, 2019
7:45 |
Registration and Continental Breakfast |
8:45 |
Conference Co-Chairs’ Opening Remarks![]() Bruno Ferraz de Camargo ![]() Pyter Stradioto |
9:00 |
GOVERNMENT KEYNOTE |
9:45 |
THE STATE OF ANTI-CORRUPTION FIVE YEARS AFTER THE CLEAN COMPANY ACTDefense Counsel Discuss the Past, Present and Future of Risk and Compliance for Industry in Brazil![]() Antenor Madruga ![]() Lucinda A. Low ![]() Laura N. Perkins Expert practitioners will discuss what multi-jurisdictional enforcement truly looks like on the ground – and how best to manage increasing, overlapping and uncertain risk factors, including:
|
10:45 |
Coffee & Networking Break |
11:15 |
IN-HOUSE EXECUTIVE INTERVIEWHow Brazil’s Evolving Enforcement and Business Landscapes Are Changing Day-to-Day Decision-Making: Getting Tough Legal and Compliance Calls Right![]() Márcio Campanelli Moreira ![]() Paulo José Alves ![]() Charles E. Duross This highly anticipated, moderated panel will include practical insights from some of the foremost in-house decision-makers in the anti-corruption compliance field. It will address, among other things:
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12:00 |
STATUS REPORT ON MONITORSHIPSHow Monitorships Are Evolving in Brazil and the United States: What Defines Success in the Eyes of the Authorities, the Company, and the Monitor![]() Carla Veríssimo ![]() Everson Zaczuk Bassinello ![]() Otávio Yazbek ![]() William B. Jacobson Monitorships remain top of mind for the anti-corruption community in Brazil. Two years into the monitorships of Braskem and Odebrecht, the real question is whether (and how) the concept has been successful in Brazil. In this panel, a prosecutor and active monitors will explain what, in their respective views, are key indicators for a monitorship’s successes and missteps.
|
1:00 |
Networking Lunch |
2:00 |
DATA PRIVACY IN FLUXThe Expected and Unexpected of the Lei Geral de Proteção de Dados do Brasil (LGPD) and GDPR: How Industry is Revisiting Internal Investigations and Third Party Due Diligence and Management![]() Dr. Thomas Schürrle ![]() Renato Opice Blum ![]() Ricardo D’Ottaviano ![]() Renata F. Andrade
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2:45 |
CASE STUDIES: USING TECHNOLOGY AND INNOVATION IN PRACTICEWhat It Takes to Leverage Machine Learning, Data Analytics and AI for Your Compliance Program![]() Taissa Macaferri Licatti ![]() Jairo Tcherniakovsky
|
3:30 |
Coffee & Networking Break |
4:00 |
SPECIAL CEO INTERVIEWThe Bigger Picture: A CEO’s Perspective on Anti-Corruption Compliance and How it Fits Into a Multinational’s Broader Business Objectives![]() Pedro Parente This special session will offer a look into the mind of a leading CEO and how anti-corruption compliance is viewed at the C-suite level. |
4:30 |
COMPLIANCE BENCHMARKING ROUNDTABLES1. How to Demonstrate That Your Compliance Program is Efficient and Effective![]() Fabiana Leschziner ![]() Marisa Peres 2. Collective Actions and Initiatives on Anti-Corruption: How Companies and Civil Society are Teaming Up![]() Reynaldo Goto 3. Asset Recovery: Tracing and Recouping Embezzled Assets Following an Internal Investigation and Proposed Changes to Brazil’s Civil Code![]() Martin De Luca 4. Spotlight on Anti-Trust: The Biggest Lessons on Negotiating with Competition Authorities![]() Bruno Ferraz de Camargo 5. Foreign Investment in Brazil: Interactive Discussion on The Evolving Landscape and New Risks for Local Industry![]() Lisa A. Alfaro Join a roundtable at day’s end to exchange views, debate questions and share experiences on current industry challenges. Each roundtable has a focus topic, a host facilitator, and is scheduled to last one hour.
![]() ![]() Benefit from smaller-group benchmarking on how to elevate a compliance program to version 3.0 via, with focus on best practices for multinationals under both Brazilian and international anti corruption regulations and legislation. The focus will be on how to enhance your compliance process’s efficiency (speed, minimum interruption to business agenda, having the right KPIs) and effectiveness (minimization of risk, detection and pro-active prevention of pitfalls, risk-ranking). ![]() Participants will share practical examples of how large companies with a commitment to compliance are partnering with multiple stakeholders across the private and public spheres – in furtherance of enhancing the ties between business and civil society. The session will discuss initiatives involving the United Nations Global Compact and Transparency International, among others. ![]() A new enforcement focus on the tracing, seizure and repatriation of assets for both sovereigns and defrauded companies has come to the forefront. Roundtable participants will discuss what companies can do to go after stolen assets and proposed changes to Brazil’s renewed push for asset forfeiture. ![]() Anti-trust infringements are a major source of risk for companies and individuals. That is why, during this session, participants will be able to share their experiences with dawn raids, cease & desist agreements, internal investigations, leniency filings and infringement prevention, while discussing effective measures to address the subject within their ethics & compliance programs. ![]() Amid a new political landscape and the country’s anti-corruption drive over previous years, do local businesses and multinationals feel reassured and confident in Brazil’s fight against corruption? Have they regained confidence in its institutions? Can business be done that is not considered “high-risk”? Do your potential Brazilian business partners invest enough in their compliance program, and how can you know? When do you walk away from a deal? Get your questions answered here! |
5:30 |
End of Day 1 |
Day 2 - Thursday, May 23, 2019
8:00 |
Continental Breakfast |
9:00 |
Conference Co-Chairs’ Remarks |
9:05 |
INVESTIGATION SPECIAL COMMITTEESSpecial Committees in Real Life: Key Updates on Their Scope of Authority, Functions, and How They Work![]() Dr. Andreas Pohlmann ![]() Julio Sergio Cardozo ![]() Carlos Ayres ![]() Fernanda Barroso
|
10:00 |
ANTI-CORRUPTION & AMLWill the “Next Lava Jato” be in the AML Space? Priorities of a New Administration and Practical Guidance for Industry Stakeholders![]() Isabela Rebello ![]() André Ferraz ![]() Antonio Carlos Vasconcellos Nóbrega
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10:45 |
Coffee & Networking Break |
11:15 |
UPDATES FROM BRAZIL’S ENFORCEMENT AGENCIESEnforcement Priorities and Coordination: Leniency Agreements, Who to Contact for What, and the Risk of Multiple Agency, Overlapping Investigations![]() Ministro Wagner de Campos Rosário ![]() Ministro Benjamin Zymler ![]() Ministro André Luiz de Almeida Mendonça ![]() Luís Inácio Lucena Adams
|
12:45 |
Networking Lunch |
2:00 |
U.S. – BRAZIL COORDINATION ON THE GROUNDNew Collaboration Between the United States and Brazil: How the Agencies Work Together on Prosecutions of Companies and Individuals![]() Paulo Roberto Galvão de Carvalho ![]() Daniel Fridman ![]() Salim Saud Neto ![]() Guy Singer During this moderated panel, prosecutors from the US and Brazil will engage in an exchange on their respective anti-corruption enforcement priorities and cross-border cooperation. Delegates will walk away with first-hand insight into enforcement priorities and cross-border information sharing. |
3:00 |
Networking Break |
3:30 |
SPECIAL INTERVIEW WITH ARGENTINA’S ANTI-CORRUPTION OFFICEArgentina’s Law on Corporate Criminal Responsibility and What It Means for Brazilian Companies and Individuals![]() Laura Alonso ![]() Roberto P. Bauzá
|
4:15 |
BRAZIL SUMMIT ADVISORY BOARD Q&AOpen Q&A with Brazil Summit Advisory Board Members![]() Fabiana Leschziner ![]() Charles E. Duross ![]() Sergio Pinto ![]() Luís Inácio Lucena Adams ![]() Carlos Ayres ![]() Shin Jae Kim ![]() Roberta Pegas This special session is your opportunity to have your most pressing questions answered by a select group of in-house and private anticorruption experts with specific knowledge of the Brazilian enforcement and compliance landscape. |
5:00 |
Conference Concludes |
Workshop A – A Deep Dive into the Most Significant Anti-Corruption and FCPA Cases Impacting Brazilian Multinationals: Essential Legal and Compliance Takeaways for Your Program and Business

Taissa Macaferri Licatti
Compliance Manager
Ambev

Julissa Reynoso
Partner
Winston & Strawn LLP (USA)
What is it about?
(Registration begins at 8:30) This workshop offers a practical review of the major FCPA and international anti-corruption cases involving Brazil and Latin America, and a discussion of what we can learn from them. Perhaps more than any other region in the world, Brazil and its neighbors have been a center for blockbuster global anti-corruption actions in recent years – from Petrobras to Braskem, Oceanagrafia to LATAM, and multiple others. Investigations have been conducted not only by U.S. enforcement authorities, but by regional authorities as well. As a result, anticorruption practitioners, companies and their compliance personnel can draw helpful lessons from these matters.- Part I: Update on the major anti-corruption legislation and FCPA cases affecting how Brazilian industry thinks about compliance
- Part II: Hypotheticals – How the same issue can play out differently across jurisdictions
- The various forms of misconduct that have been investigated
- What the conduct at issue in these cases reveal about common corruption risks in the region
- Compliance lessons to draw from the resolutions
- How authorities in the region are cooperating with one another to bring cases
- An exploration of how new anti-corruption laws in the region are affecting enforcement trends
- The relevance of new anti-corruption compliance standards that Latin American governments are promulgating
- The different ways that various industries are affected
- What we can learn about investigative strategies as a result of these cases
- Predictions for future enforcement trends
Workshop A (Local-South America Rate) – A Deep Dive into the Most Significant Anti-Corruption and FCPA Cases Impacting Brazilian Multinationals: Essential Legal and Compliance Takeaways for Your Program and Business | Local Rate

Taissa Macaferri Licatti
Compliance Manager
Ambev

Julissa Reynoso
Partner
Winston & Strawn LLP (USA)
What is it about?
(Registration begins at 8:30) This workshop offers a practical review of the major FCPA and international anti-corruption cases involving Brazil and Latin America, and a discussion of what we can learn from them. Perhaps more than any other region in the world, Brazil and its neighbors have been a center for blockbuster global anti-corruption actions in recent years – from Petrobras to Braskem, Oceanagrafia to LATAM, and multiple others. Investigations have been conducted not only by U.S. enforcement authorities, but by regional authorities as well. As a result, anticorruption practitioners, companies and their compliance personnel can draw helpful lessons from these matters.- Part I: Update on the major anti-corruption legislation and FCPA cases affecting how Brazilian industry thinks about compliance
- Part II: Hypotheticals – How the same issue can play out differently across jurisdictions
- The various forms of misconduct that have been investigated
- What the conduct at issue in these cases reveal about common corruption risks in the region
- Compliance lessons to draw from the resolutions
- How authorities in the region are cooperating with one another to bring cases
- An exploration of how new anti-corruption laws in the region are affecting enforcement trends
- The relevance of new anti-corruption compliance standards that Latin American governments are promulgating
- The different ways that various industries are affected
- What we can learn about investigative strategies as a result of these cases
- Predictions for future enforcement trends
Workshop B – COMPLIANCE BENCHMARKING: Building a Management System to Optimize Efficiency and Effectiveness of an Integrity & Compliance Program: Best Practices and Lessons Learned

Alexandre C. Serpa
Regional Compliance Head for Latin America and Canada
Allergan

Karlis Novickis
Leading Professor Compliance Management Program and Legal Risks advisor
Insper / KMN Advogado
(Former Regional Compliance Officer, Whirlpool LATAM)

Patricia Punder
International Compliance Professional & Advisor
What is it about?
(Registration begins at 13:00) Workshop leaders will, via interactive exercises, offer practical guidance on how to develop a simple and results driven management system for a compliance program already in place. The conversation will revolve around the most useful management mindset and tools to increase and monitor efficiency and effectiveness. Practical exercises and best practices sharing will underline their respective importance. Among other topics, the workshop will cover the following:- An analysis of various management systems that render a compliance program sustainable
- Why it is important to have a clear and effective management system
- Assessing effectiveness and efficiency of your compliance program via a system of S.M.A.R.T. KPIs and tangible outcomes (OKR’s)
- How to measure efficiency and effectiveness of a compliance program
- Culture and integrity: Two key pillars of any anti-corruption compliance program
- Developing compliance manuals and written procedures: it is not about quantity, but quality and cultural alignment
- In the present era characterized by a “new openness” and #MeToo, how can companies best handle increased reporting and foster more collaboration across departments?
Workshop B (Local-South America Rate) – COMPLIANCE BENCHMARKING: Building a Management System to Optimize Efficiency and Effectiveness of an Integrity & Compliance Program: Best Practices and Lessons Learned | Local Rate

Alexandre C. Serpa
Regional Compliance Head for Latin America and Canada
Allergan

Karlis Novickis
Leading Professor Compliance Management Program and Legal Risks advisor
Insper / KMN Advogado
(Former Regional Compliance Officer, Whirlpool LATAM)

Patricia Punder
International Compliance Professional & Advisor
What is it about?
(Registration begins at 13:00) Workshop leaders will, via interactive exercises, offer practical guidance on how to develop a simple and results driven management system for a compliance program already in place. The conversation will revolve around the most useful management mindset and tools to increase and monitor efficiency and effectiveness. Practical exercises and best practices sharing will underline their respective importance. Among other topics, the workshop will cover the following:- An analysis of various management systems that render a compliance program sustainable
- Why it is important to have a clear and effective management system
- Assessing effectiveness and efficiency of your compliance program via a system of S.M.A.R.T. KPIs and tangible outcomes (OKR’s)
- How to measure efficiency and effectiveness of a compliance program
- Culture and integrity: Two key pillars of any anti-corruption compliance program
- Developing compliance manuals and written procedures: it is not about quantity, but quality and cultural alignment
- In the present era characterized by a “new openness” and #MeToo, how can companies best handle increased reporting and foster more collaboration across departments?