The Expected (and Unexpected) Lessons from Recent Enforcement Actions: Key Takeaways on the Agencies’ Areas of Focus and the Impact on Your Compliance Strategy
William Barry
Member
Miller & Chevalier
Cristina Brayton-Lewis
Partner
White & Case LLP
Sarah Breslow
Regulatory Counsel
Paxos
- Understanding the mechanics of enforcement actions (e.g., how do you get one, best practices for responding)
- Reviewing recent enforcement actions on VASPs and identifying key themes
- Distilling lessons learned and exploring tactics for avoiding enforcement actions
- Examining strategies for managing remediation and operating under an enforcement action