FOCUS ON FINANCIAL SERVICES INDUSTRY FRAUD –Recent Developments in SEC/CFTC Whistleblower Claims

January 21, 2016 4:15pm

What is it about?

  • Update on recent investigations and settlements
  • Review of recent awards to whistleblowers
  • Compliance officers as whistleblower
  • International reach of SEC/CFTC programs and jurisdictional challenges
  • Developments in Dodd-Frank anti-retaliation provisions