So You Have to Register: Now What?

December 4, 2020 4:00pm

Brian J. Fleming
Member
Miller & Chevalier Chartered

Joshua Ian Rosenstein
Member
Sandler Reiff Lamb Rosenstein & Birkenstock, P.C.

This session will cover the strategic points to keep in mind when DOJ sends a letter of inquiry and requests documents. Topics will include:

  • Determining and controlling who must file a “shot form” for individuals
  • Completing reports and filing informational materials
  • Establishing a post-registration compliance training and messaging to appropriate personnel