Chief Compliance Officer Roundtable

Dec 1, 2020 9:00am – 5:00pm

This unique “boardroom-style” forum will provide exclusive, smaller-group networking and benchmarking on a broad range of global compliance challenges, including enterprise risk management, anti-corruption, behavioral compliance, corporate governance, cyber security, insider threats and risk assessments.

*Open to Chief Compliance Officers (and to senior-level professionals with the same level and scope of job responsibilities). All interested parties will be pre-qualified before their registration is confirmed.

Roundtable Chair

Carl Hahn

Vice President, Chief Compliance Officer
Northrop Grumman

Guest Speaker

Hui Chen

Chief Integrity Adviser
Hawaii Department of the Attorney General

Speaker Faculty

Pete Anderson

Chief Ethics & Compliance Officer
Carnival Corporation

Kurt Drake

Chief Ethics & Compliance Officer, VP
Kimberly-Clark

Bruce Karpati

Global Chief Compliance Officer
KKR

Ana Iacovetta

Chief Ethics & Compliance Officer, VP and Deputy GC
VMware

Natalia Shehadeh

Senior Vice President and Chief Compliance Officer
TechnipFMC

Julia Symon

Vice President and Chief Compliance Officer
KBR, Inc.

The Roundtable will kick off with remarks from the Chairs, followed by an opportunity for faculty members and participants to introduce themselves.
COMPLIANCE WAR STORIES AND NEXT STEPS
“What I Wish I Knew Then That I Know Now”: CCOs Share Their Biggest Compliance Hits and Misses Over the Last 12 Months
The CCO as a “Crystal Ball”: Predictions on the Next Wave of Risk Amid Changing Public Health, Geopolitical, Enforcement, Security and Business Landscapes

10:30 am
Networking Break

Re-Defining Your Organization’s Risk Tolerance: Upgrading ERM in the Wake of Covid-19, the Election-and More

Reporting to the Board in Good Times…and In Bad

This session will address the finer points of interfacing with Audit Committees and Boards of Directors amid a changing corporate governance landscape.

Part I: New Expectations for Compliance and Crisis Response
Part II: Environmental, Social & Governance as an Investor Priority

12:30 pm
Networking Luncheon

What’s Keeping You Up at Night? Behind the Scenes of Complex Nightmare Scenarios-and Their Hidden Compliance Lessons

3:00 pm
Networking Break

Resonating with Employees in Tough Times: Messaging, Training, Incentives-and Their Effectiveness Amid Intensifying Business Pressures.

With new economic and business pressures, don’t miss this important discussion on how to further embed ethics and compliance into your corporate culture.

The CCO as a Whistleblower or Defendant: Defense Counsel for High Profile Individuals Discuss New Pressures and Liability Risks Confronting Compliance Executives

“Operationalizing” Innovation, and Compliance in Uncertain Times: What It Now Takes to Embed Your Program within the Organization’s Overall Business Strategy.

During this closing segment, learn about successes and lessons learned for embedding global regulatory requirements into your processes and procedures.

6:00 pm
Roundtable Concludes