Pre-Conference Workshops

Chief Compliance Officer Executive Roundtable
*Attendance is limited to qualified applicants only.

Nov 28, 2017 8:30am – 6:00pm

Speakers

Keynote Speaker

John E. Smith
Director
Office of Foreign Assets Control

U.S. Department of the Treasury

Distinguished Faculty

Daniel Trujillo
Senior Vice President, Chief Ethics & Compliance Officer
Walmart International

Bettye J. Hill
Vice President, Chief Ethics and Compliance Officer
Oshkosh Corporation

Glenn Leon
Vice President & Deputy General Counsel Chief Ethics & Compliance Officer Office of the General Counsel
Hewlett Packard Enterprise

Dr. Kurt Michels
Group Chief Compliance Officer
Volkswagen AG

Si-Yeon Kim
Chief Compliance and Risk Officer
American Express Global Business Travel

James A. Garrett
Chief Risk and Compliance Officer and Leader, Global Risk & Integrity
NuVasive, Inc.

John J. Sardar
Chief Compliance Officer
Noble Energy

Pre-Conference Workshop A – FCPA CASE REVIEW
Dissecting the Most Significant Government Investigations and Settlements in Recent Memory – and Lessons Learned

Nov 28, 2017 9:00am – 12:30pm

Speakers

Andrew Price
Senior Counsel
Google

Stephen J. Shine
Chief Regulatory Counsel
Prudential Financial

Jonathan D. King
Partner
DLA Piper

Pre-Conference Workshop B – SUPPLY CHAIN DUE DILIGENCE
A Deep Dive into Successful, Cost-Effective Approaches to Vetting the Upper and Lower Tiers of Your Supply Chain

Nov 28, 2017 1:30pm – 5:00pm

Speakers

Rodrigo Grion
Global Head of Compliance Monitoring
GE Healthcare

Anne Takher
Associate Director, Ethics & Legal Compliance
Intel Corporation

Tony Charles
Chief Client Officer
STEELE Compliance Solutions, Inc.

Peter S. Spivack
Partner
Hogan Lovells US LLP

Day 1 - Wednesday, November 29, 2017

7:30
Continental Breakfast & Registration Begins
8:30
Conference Co-Chairs’ Opening Remarks
8:45
THE FCPA YEAR IN REVIEW
Status Report on the Yates Memo, Pilot Program, Cooperation, Disgorgement and Monitors
9:45
Program Accountability & Resource Think Tank: How to Implement a “Defendable”, Right-Sized FCPA Compliance Program?
10:45
Networking Break
Extractive Industry SIG Meeting

Country Exchange: China
11:15
KEYNOTE ADDRESS
11:45
What’s Missing in Your Internal Investigations Program? The Top 10 Most Critical Decisions from Program Structures, Budget, Privilege to Corporate Governance
12:45
Networking Luncheon
1:45
General Counsel Interview
2:30
BREAKOUT SESSIONS A
3:45
Networking Break
Financial Services SIG Meeting

Country Exchange: India
4:15
BREAKOUT SESSIONS B
5:15
BREAKOUT SESSIONS C
6:15
Cocktail Reception Hosted By:

Day 2 - Thursday, November 30, 2017

7:30
Continental Breakfast
8:30
Conference Co-Chairs’ Opening Remarks
8:35
40 YEARS OF THE FCPA
Former FCPA Unit and Enforcement Heads Discuss Key Enforcement Takeaways, and the Practical Realities Affecting Investigations and Settlements
9:30
MOOT COURT
10:30
Networking Break
Aerospace & Defense SIG Meeting

Country Exchange: Brazil
11:00
Interview with the SEC’s New Co-Director of the Enforcement Division
11:45
BREAKOUT SESSIONS D
12:45
Networking Luncheon
1:45
OECD Interview
2:15
BREAKOUT SESSIONS E
3:15
Networking Break
Life Sciences SIG Meeting

Country Exchange: Indonesia
3:45
BREAKOUT SESSIONS F
4:45
SEC, DOJ AND FBI TOWN HALL
5:45
Conference Concludes

Post-Conference Workshop

Post Conference Seminar – Global Regulatory & Enforcement Update

Dec 1, 2017 8:30am – 5:15pm

Speakers

Gary DiBianco
Partner
Skadden, Arps, Slate, Meagher & Flom LLP

Giovanni Paolo Falcetta
Partner
TozziniFreire (Brazil)

Rogério Fernanco Taffarello
Partner
Mattos Filho, Veiga Filho, Marrey Jr. e Quiroga Advogados (Brazil)

Pedro Serrano Espelta
Partner
Marval, O'Farrell & Mairal (Argentina)

Daniel Lovón Lillicrap
Partner
Muñiz Ramírez Pérez-Taiman & Olaya Abogados (Peru)

Carlos Fernando Guerrero Osorio
Legal Advisor
Guerrero C & L (Colombia)

Kyunghoon Lee
Attorney
Lee & Ko (South Korea)

Daniel Kadar
Partner
Reed Smith (France)

Katharine A. Bostick
Assistant General Counsel Director of Compliance & Litigation, Greater China Region Corporate, External & Legal Affairs
Microsoft (China)

Bapsy Dastur
General Counsel & Legal Officer
Stolt Nielsen (UK)

Barry Vitou
Partner
Pinsent Masons (UK)

Sajai Singh
Partner
J. Sagar Associates (India)

Ibtissem Lassoued
Partner
Al Tamimi & Co (UAE)

Olukayode Dada
Senior Lawyer
Udo Udoma & Belo-Osagie (Nigeria)

Bingna Guo
Partner
O’Melveny & Myers LLP (China)

Day 1 - Wednesday, November 29, 2017

7:30
Continental Breakfast & Registration Begins
8:30
Conference Co-Chairs’ Opening Remarks

Kara Novaco Brockmeyer
Partner
Debevoise & Plimpton LLP

Brian Baldrate
Vice President & General Counsel, International Washington Operations
Raytheon

8:45
THE FCPA YEAR IN REVIEW
Status Report on the Yates Memo, Pilot Program, Cooperation, Disgorgement and Monitors

Daniel Kahn
Chief, FCPA Unit, Fraud Section Criminal Division
U.S. Department of Justice

Charles E. Cain
Chief, FCPA Unit Division of Enforcement
U.S. Securities and Exchange Commission

Panel Moderator

Kimberly A. Parker
Partner
WilmerHale

PART I – How Enforcement Has Evolved in the Last 12 Months-and Key Takeaways

USDOJ and SEC decision-makers will provide updates and insights on the most significant developments over the last twelve months, and their impact. Topics will include:

  • Enforcement trends and priorities over the last year
  • DOJ insights on the evaluation of corporate compliance programs
  • How the DOJ and SEC are collaborating on enforcement matters
  • How FCPA enforcement is evolving over time
  • How US DOJ coordinates with other foreign governments
  • How recent court decisions affect the future of FCPA enforcement
  PART II – FCPA Investigations and Settlements Moving Forward, and DOJ and SEC Priorities

During the second segment of this panel, the distinguished speakers will discuss agency priorities moving forward, and additional perspectives on the FCPA compliance and enforcement landscapes.

9:45
Program Accountability & Resource Think Tank: How to Implement a “Defendable”, Right-Sized FCPA Compliance Program?

Bruce Karpati
Managing Director, Global Chief Compliance Officer
KKR

Adrian Mebane
Vice President, Deputy General Counsel
The Hershey Company

Sung-Hee Suh
Partner
White & Case LLP

This session will offer practical, diverse perspectives on how to make a wise compliance investment amid heightened government scrutiny. Varying approaches to resource allocation and implementation will be discussed, along with concrete examples of recent innovations. Industry leaders will also relay insights on the realities of confronting tough budget and implementation challenges.

Audience members will be able to chime in through anonymous audience polling and Q & A with the panel.

10:45
Networking Break
Extractive Industry SIG Meeting

Country Exchange: China

Bingna Guo
Partner
O’Melveny & Myers LLP (China)

11:15
KEYNOTE ADDRESS

Rod Rosenstein
Deputy Attorney General
U.S. Department of Justice

11:45
What’s Missing in Your Internal Investigations Program? The Top 10 Most Critical Decisions from Program Structures, Budget, Privilege to Corporate Governance

Michael Pacella
VP, Global Anti-Corruption & Investigations Counsel
Zimmer Biomet

Cari Robinson
VP, Assistant General Counsel, Investigations
IBM

Manny A. Alas
Partner and Global FCPA Leader
PwC

Steven E. Fagell
Partner
Covington & Burling LLP

Zachary J. Harmon
Partner
King & Spalding

  • How to set up an investigations program in your company, including reporting structure, and assignment of roles and responsibilities
  • Creating standards, manuals, policies, operating procedures for the team
  • Budget: How much you need to spend and mitigating the risk of spiraling costs
  • Delivering effective training to team members
  • When Attorney-Client privilege may not apply
  • When to involve outside counsel
  • Right-sizing internal investigations: Lessons from recent US DOJ investigations, enforcement actions and settlements
  • When and when not to investigate new or peripheral red flags
  • When to stop: How to know when to conclude the investigation
  • Governance issues: What types of matters to report to your Audit Committee and the Board

12:45
Networking Luncheon
1:45
General Counsel Interview

Alex Dimitrief
Senior Vice President & General Counsel
General Electric

Moderated by:

Lanny Breuer
Partner
Covington & Burling LLP

During this “fireside chat”, Alex Dimitiref, SVP & General Counsel at General Electric, will discuss big picture, emerging legal risks that are top of mind for a multi-national corporation. The interview will cover anti-corruption, as well as related challenges. Lending additional context to the rest of the conference, participants will benefit from strategic insights on the most pressing risks moving forward.

2:30
BREAKOUT SESSIONS A

3:45
Networking Break
Financial Services SIG Meeting

Country Exchange: India
4:15
BREAKOUT SESSIONS B

5:15
BREAKOUT SESSIONS C

6:15
Cocktail Reception Hosted By:

Day 2 - Thursday, November 30, 2017

7:30
Continental Breakfast
8:30
Conference Co-Chairs’ Opening Remarks

8:35
40 YEARS OF THE FCPA
Former FCPA Unit and Enforcement Heads Discuss Key Enforcement Takeaways, and the Practical Realities Affecting Investigations and Settlements

Mark Mendelsohn
Partner
Paul, Weiss, Rifkind, Wharton & Garrison LLP

Patrick F. Stokes
Partner
Gibson, Dunn & Crutcher LLP

Kara Novaco Brockmeyer
Partner
Debevoise & Plimpton LLP

Linda Chatman Thomsen
Partner
Davis, Polk & Wardwell LLP

Moderated by:

Martin J. Weinstein
Partner
Willkie Farr & Gallagher LLP

9:30
MOOT COURT

William Jacobson
Partner
Orrick, Herrington & Sutcliffe LLP

Robert Luskin
Partner
Paul Hastings LLP

Laurence Urgenson
Partner
Mayer Brown LLP

Cheryl J. Scarboro
Partner
Simpson Thacher & Bartlett LLP

Judge

Alice S. Fisher
Partner
Latham & Watkins

Back by popular demand, the highly anticipated Moot Court will address two contentious issues with respect to the FCPA. Hear from defense counsel, who will engage in mock appellate arguments.

After each set of arguments, audience members can anonymously vote for the winning team.

10:30
Networking Break
Aerospace & Defense SIG Meeting

Country Exchange: Brazil

Adriana Dantas BMA
Barbosa, Müssnich, Aragão - São Paulo, Brazil

11:00
Interview with the SEC’s New Co-Director of the Enforcement Division

Steven Peikin
Co-Director, Division of Enforcement
U.S. Securities and Exchange Commission

Moderator

Lucinda A. Low
Partner
Steptoe & Johnson LLP

11:45
BREAKOUT SESSIONS D

12:45
Networking Luncheon
1:45
OECD Interview

Nicola Bonucci
Director & Accession Coordinator Directorate for Legal Affairs
Organisation for Economic Co-Operation and Development (OECD)

Interviewed by

Alexandra Wrage
Founder and President
TRACE International, Inc.

2:15
BREAKOUT SESSIONS E

3:15
Networking Break
Life Sciences SIG Meeting

Country Exchange: Indonesia
3:45
BREAKOUT SESSIONS F

4:45
SEC, DOJ AND FBI TOWN HALL

Sandra Moser
Acting Chief, Fraud Section Criminal Division
U.S. Department of Justice

Charles E. Cain
Chief, FCPA Unit Division of Enforcement
U.S. Securities and Exchange Commission

Daniel Kahn
Chief, FCPA Unit, Fraud Section Criminal Division
U.S. Department of Justice

Darryl Wegner
Unit Chief, International Corruption Unit Criminal Investigative Division
Federal Bureau of Investigation

Panel Moderator

Neil T. Smith
Partner
K&L Gates LLP

Back by popular demand, participants will have a worthwhile opportunity to ask the agencies additional questions, and gain further insights on FCPA compliance and enforcement. We invite you to join us once again for what will be another productive exchange with key U.S. Government decision-makers.

5:45
Conference Concludes

Pre-Conference Workshop A – FCPA CASE REVIEW
Dissecting the Most Significant Government Investigations and Settlements in Recent Memory – and Lessons Learned

Nov 28, 2017 9:00am – 12:30pm

Andrew Price
Senior Counsel
Google

Stephen J. Shine
Chief Regulatory Counsel
Prudential Financial

Jonathan D. King
Partner
DLA Piper

What is it about?

At this practical session, expert faculty members will delve into the complexities of key and recent enforcement matters toward imparting real-life lessons for industry moving forward. Gain helpful insights on the ins and outs of significant cases, and how to leverage the lessons learned to better enhance your compliance status moving forward.

Participants will benefit from smaller-group learning, enhanced Q & A and reference materials prepared by the expert speakers. Topics will include:

  • Recent cases impacting the future of FCPA settlements, including Kokesh v. SEC
  • The “anatomy” of a bribe: What has triggered suspicion and a government investigation
  • A deep dive into key investigations and settlements, and what they reveal about DOJ and SEC expectations
  • Which cases have led to an SEC settlement, but a DOJ declination
  • Trends in settlements, including penalty structures and remediation requirements
  • Industries that are increasingly under the microscope in recent memory
  • How the agencies have interpreted “cooperation”
  • Impact of the DOJ’s Pilot Program on FCPA enforcement
  • Which circumstances have led to declinations, DPAs and NPAs
  • Insights on DOJ and SEC coordination with foreign enforcement agencies
  • Lessons learned for mitigating enforcement risks and interfacing with the agencies
  • How to leverage the key lessons from settlements toward effecting compliance improvements in your organization
  • A close look at current investigations and emerging enforcement trends

Pre-Conference Workshop B – SUPPLY CHAIN DUE DILIGENCE
A Deep Dive into Successful, Cost-Effective Approaches to Vetting the Upper and Lower Tiers of Your Supply Chain

Nov 28, 2017 1:30pm – 5:00pm

Rodrigo Grion
Global Head of Compliance Monitoring
GE Healthcare

Anne Takher
Associate Director, Ethics & Legal Compliance
Intel Corporation

Tony Charles
Chief Client Officer
STEELE Compliance Solutions, Inc.

Peter S. Spivack
Partner
Hogan Lovells US LLP

What is it about?

At this practical, industry-driven working group, expert speakers will discuss how companies are determining how far down the supply chain to explore, and developing a tiered due diligence approach based on the appropriate risk level and type of third party in question. The session will discuss how to re-evaluate your risk ranking approach and minimize the costs of a robust program.

With evolving risk factors and compliance obligations, don’t miss this worthwhile opportunity to upgrade your best practices. Ample time will be left for Q & A, so please bring your questions!

  • How far you need to go in vetting your supply chain: 1st, 2nd, 3rd, 4th and lower tier supply chain members
  • Developing a model that stratifies your risk based on third parties-and how to perform due diligence accordingly
  • What you need in a questionnaire for third parties
  • Unique challenges associated with critical types of third parties for your global business
  • When and how much due diligence to perform for an ongoing, existing third party relationship
  • Understanding the local business environment, customs and practices
  • How to incorporate effective front-end vetting and screening protocols based on the type of relationship and interests represented by the third party
  • What to do with information uncovered during the vetting process: How to evaluate red flags
  • Making the decision regarding which parties to use/not use
6:00pm – Welcome Cocktail Reception & Pre-Registration for Main Conference

Chief Compliance Officer Executive Roundtable
*Attendance is limited to qualified applicants only.

Nov 28, 2017 8:30am – 6:00pm

Keynote Speaker

John E. Smith
Director
Office of Foreign Assets Control

U.S. Department of the Treasury

Distinguished Faculty

Daniel Trujillo
Senior Vice President, Chief Ethics & Compliance Officer
Walmart International

Bettye J. Hill
Vice President, Chief Ethics and Compliance Officer
Oshkosh Corporation

Glenn Leon
Vice President & Deputy General Counsel Chief Ethics & Compliance Officer Office of the General Counsel
Hewlett Packard Enterprise

Dr. Kurt Michels
Group Chief Compliance Officer
Volkswagen AG

Si-Yeon Kim
Chief Compliance and Risk Officer
American Express Global Business Travel

James A. Garrett
Chief Risk and Compliance Officer and Leader, Global Risk & Integrity
NuVasive, Inc.

John J. Sardar
Chief Compliance Officer
Noble Energy

What is it about?

Last year, Chief Compliance Officers from a myriad of industries came together for ACI’s inaugural “Chief Compliance Officer Executive Roundtable.” Designed as a series of interactive, candid discussions on highly complex issues and the evolving CCO role, participants benefitted from a meaningful opportunity to exchange “war stories” and best practices.

Based on tremendous feedback from the inaugural Roundtable, the 2nd Chief Compliance Officer Executive Roundtable will take place once again on Day 1 of the conference-November 28, 2017. This unique boardroom-style forum will provide exclusive networking and benchmarking on pressing global compliance challenges and the CCO function. The agenda will be fully updated toward ensuring a worthwhile experience for new and returning participants.

*Attendance is exclusively for qualified applicants with the “Chief Compliance Officer” title (or who hold similar titles with the same scope and level of job responsibilities).

**In order to ensure a smaller-group setting, attendance will be limited. We urge all interested parties to submit their inquiry before the event fills to capacity.

 
8:00am
Registration Opens
8:30am
Opening Remarks and Introductions
8:45am
Evolving the CCO Role in Response to New Business Realities: New, Emerging Economic Trends Affecting Global Business and the Compliance Function

Faculty members will discuss new business and economic trends impacting companies doing business globally.

This session will also address how economic trends have affected corporate strategy, and where the CCO role fits into a company’s overall plan for growth.

9:30am
“Operationalizing” Your Global Compliance Program: Dovetailing Your Program with the Company’s Overall Business Strategy

Learn about successes and learned learned for embedding global regulatory requirements into your processes and procedures. Benefit from firsthand insights and concrete examples of pitfalls to avoid at the implementation stage.

10:30am
Networking Break
10:45am
Getting the Ear of Your Audit Committee and Board of Directors

This session will address how to communicate with and secure the buy-in of your Audit Committee and Board of Directors.

Highly respected CCOs will also share their insights and ideas on how you can demonstrate your value, including your role as a strategic thinker that can influence the upper echelons of a company. Topics will include:

  • Best practices for becoming a strategic and valued part of a company
  • Utilizing metrics to demonstrate your value
  • Restructuring your compliance department for maximum value: Shifting the “cost center” paradigm
    • how companies are structuring their respective compliance departments
    • optimizing cost-efficiency
  • Best practices for leading a remote or dispersed compliance department
11:45am
What’s Keeping You Up at Night?

Speakers and participants will have an opportunity to discuss highly complicated, stressful issues affecting their jobs each day. From training and managing employees worldwide to operating during a government investigation, no question is off the table.

12:30pm
Networking Luncheon
1:30pm
OFAC Keynote Address
2:00pm
Cybersecurity and Breach Response in Practice: How CCOs are Working Across Departments to Minimize Internal and Third Party Security Risks
  • Dovetailing the compliance, legal, IT and business functions to minimize cyber risks
  • Assessing third party cyber security and the associated risks
  • What to do in the event of a suspected breach
  • Breach response: How to work across departments to manage the legal, PR and other aspects
  • Concrete examples of successes and horror stories
3:00pm
Networking Break
3:15pm
Global Risk Assessments on Paper and In Reality: How to Know If You Are Identifying the Right Compliance Priorities for Tomorrow
  • How CCOs are now identifying and measuring new, emerging corruption and other key risk factors
  • Assessing and weighting risk factors
  • Updating risk management practices as the global economic, legal and compliance landscapes evolve
  • When your “gut” leads you to doubt what’s on paper
4:00pm
Perspectives on Enterprise Risk Management

This practical breakout discussion will address the role of the CCO in assessing both compliance and business risks (and opportunities) facing their respective organizations. Participants will take away best practices for aligning their know-how and business sense toward achieving true strategic planning that will impress senior management.

5:00pm
Corporate Culture from the Top, Middle and Down: Fostering, Sustaining and Incentivizing Compliance Company-Wide

The U.S. Department of Justice’s “Evaluation of Corporate Compliance Programs” indicates that an effective compliance program should include incentives. During this session, speakers and participants will discuss the latest approaches to implementing this key component of a global program.

The session will also discuss how to overcome the real-life obstacles to sustaining a strong compliance culture for the short-and long terms.

  • Defining compliance responsibilities within your organization
  • Developing a sustainable strategy to prevent a repeat scenario
  • How to know if your message is being heard and followed
  • Addressing specific cultural nuances when localizing your training
  • Overcoming training “fatigue”
  • How to strengthen your culture of compliance in the field
6:00pm

Roundtable Concludes

Welcome Cocktail Reception & Pre-Registration for Main Conference

Post Conference Seminar – Global Regulatory & Enforcement Update

Dec 1, 2017 8:30am – 5:15pm

Gary DiBianco
Partner
Skadden, Arps, Slate, Meagher & Flom LLP

Giovanni Paolo Falcetta
Partner
TozziniFreire (Brazil)

Rogério Fernanco Taffarello
Partner
Mattos Filho, Veiga Filho, Marrey Jr. e Quiroga Advogados (Brazil)

Pedro Serrano Espelta
Partner
Marval, O'Farrell & Mairal (Argentina)

Daniel Lovón Lillicrap
Partner
Muñiz Ramírez Pérez-Taiman & Olaya Abogados (Peru)

Carlos Fernando Guerrero Osorio
Legal Advisor
Guerrero C & L (Colombia)

Kyunghoon Lee
Attorney
Lee & Ko (South Korea)

Daniel Kadar
Partner
Reed Smith (France)

Katharine A. Bostick
Assistant General Counsel Director of Compliance & Litigation, Greater China Region Corporate, External & Legal Affairs
Microsoft (China)

Bapsy Dastur
General Counsel & Legal Officer
Stolt Nielsen (UK)

Barry Vitou
Partner
Pinsent Masons (UK)

Sajai Singh
Partner
J. Sagar Associates (India)

Ibtissem Lassoued
Partner
Al Tamimi & Co (UAE)

Olukayode Dada
Senior Lawyer
Udo Udoma & Belo-Osagie (Nigeria)

Bingna Guo
Partner
O’Melveny & Myers LLP (China)

What is it about?

Each year, attendees choose this unique seminar to interface with anti-corruption law experts from across the globe. Scheduled on Day 4 of the conference once again-December 1, 2017– the distinguished faculty will cover the most significant regulatory and enforcement developments in high risk jurisdictions. Unlike the previous days of the conference, this program will focus on international developments and their practical, “on the ground impact” for industry.

8:00am
Registration Opens
8:30am
Opening Remarks from the Co-Chairs

Bapsy Dastur
General Counsel & Legal Officer
Stolt Nielsen (UK)

Gary DiBianco
Partner
Skadden, Arps, Slate, Meagher & Flom LLP

8:45am
BRAZIL
Brazil Beyond the Headlines: Inside Far Reaching Local Bribery Investigations and Key Takeaways

Giovanni Paolo Falcetta
Partner
TozziniFreire (Brazil)

Rogério Fernanco Taffarello
Partner
Mattos Filho, Veiga Filho, Marrey Jr. e Quiroga Advogados (Brazil)

  • The most significant lessons learned from Lava Jato
  • Status of ongoing and newly launched investigations and settlements
  • Extent of cooperation between Brazilian authorities in Lava Jato and other high profile matters
  • The outlook for amnesty legislation and political efforts to hinder prosecutions
  • Key provisions, application and enforcement of the Clean Company Act
  • Looking ahead: What companies and law firms might expect from regulators
9:45am
PERU, ARGENTINA, COLOMBIA
The Legal, Compliance and Business Outlook in Peru, Argentina and Colombia: Inside the Ripple Effects of Lava Jato, and Recent Legislative and Enforcement Developments

Pedro Serrano Espelta
Partner
Marval, O’Farrell & Mairal (Argentina)

Daniel Lovón Lillicrap
Partner
Muñiz Ramírez Pérez-Taiman & Olaya Abogados (Peru)

Carlos Fernando Guerrero Osorio
Legal Advisor
Guerrero C & L (Colombia)

  • Contrasting the legislative and enforcement landscapes in Argentina, Colombia and Peru
  • How Lava Jato has “spilled over” into these three jurisdictions and the practical impact on industry
  • The most significant corruption cases in recent memory: Key takeaways
  • Practical impact of whistleblower regulations on the regional fight against corruption
  • Evolving corporate and individual areas of exposure for bribery
  • How transnational corruption has affected the region
10:45am
Networking Break
11:00am
SOUTH KOREA
The New Legislative, Compliance and Enforcement Landscapes

Kyunghoon Lee
Partner
Lee & Ko (South Korea)

  • How key legislation has been interpreted and enforced, including:
    • Criminal Code
    • Act on Anti-Corruption, and the Establishment and Operation of the Anti-Corruption and Civil Rights Commission
    • Improper Solicitation and Graft Act
  • The interplay between the political, business and enforcement landscapes: Key compliance challenges confronting industry
  • Anticipated changes to anti-corruption enforcement moving forward
11:30am
FRANCE
Status Report on Sapin II, New Compliance Program Requirements and the Emerging Risk of Extra-Territorial Enforcement

Daniel Kadar
Partner
Reed Smith (France)

  • Update on Sapin II Law:
    • new legal requirements for compliance programs
    • new criminal offence of influence peddling of foreign public officials
    • enhanced jurisdiction of French criminal courts
  • New anti-corruption agency and sanctions
  • The roles of the public prosecutor and the Central Service for the Prevention of Corruption (SCPC)
  • Key legislative and regulatory provisions relating to bribery and corruption, including “active” and “passive” corruption
  • Industry-specific rules and prohibitions
  • Emerging risks of extraterritorial enforcement
  • The evolving scope of corporate and individual liability risks
12:00pm
Networking Luncheon
1:15pm
CHINA
The Latest Changes to Anti-Bribery, Whistleblower and Reporting Obligations

Katharine A. Bostick
Assistant General Counsel Director of Compliance & Litigation, Greater China Region Corporate, External & Legal Affairs
Microsoft (China)

Bingna Guo
Partner
O’Melveny & Myers LLP (China)

  • Status report on the legislative and regulatory landscapes, and their impact on global anticorruption compliance and reporting
  • Recent investigations and prosecutions, and lessons learned
  • What does it mean to “cooperate” in the Chinese Government context?
  • How the Police, SAIC, Commerce Department and other key local agencies communicate with companies, and approach approvals and investigations
  • When a local agency can gain access to your employees’ laptops and other company property/proprietary information
  • What to do when your organization is approached by regulatory and enforcement officials, and the negotiation process with local AICs vs. federal
2:15pm
UK
Evolving Enforcement Risks, DPAs and the Future of the SFO

Bapsy Dastur
General Counsel & Legal Officer
Stolt Nielsen (UK)

Barry Vitou
Partner
Pinsent Masons (UK)

  • Current areas of focus for regulators and or prosecutors
  • Recent enforcement matters and their significance for companies in and out of the UK
  • Key developments impacting SFO investigations and priorities
  • The UK’s increased international co-operation on bribery enforcement matters
  • SFO pre-requisites for Deferred Prosecution Agreements (DPAs)
  • How authorities are applying sentencing guidelines to bribery cases
  • Increasing prevalence of whistleblower reports and the practical impact
  • How multinationals are updating their programs to mitigate UK-specific risk factors
3:15pm
Networking Break
3:30pm
INDIA
POCA Amendment Bill, Expanded Definition of “Public Servant” and Increasing Exposure for Individuals, Agents, and Local and Foreign Companies

Sajai Singh
Partner
J. Sagar Associates (India)

  • How the agencies have been monitoring anti-corruption compliance and approaching enforcement, including the Central Vigilance Commission (CVC), Central Bureau of Investigation (CBI) and Serious Fraud Investigation Office
  • The Supreme Court’s expanding definition of “public servant” under the Prevention of Corruption Act 1988
  • The no-exception rule for facilitating payments
  • Amendments sought buy the Prevention of Corruption (Amendment) Bill 2013:
    • prosecution of bribe givers
    • including commercial organizations under the rubric of “bribe giver’”
    • timeframe for completing trials
  • Specific restrictions with respect to hospitality, including gifts, travel, meals and entertainment
  • Scope of potential liability for individuals and corporations, as well as agents and foreign companies
  • Identifying key risk areas during the approval process when dealing with various government agencies
4:15pm
UAE
New Anti-Corruption Initiatives and the Increased Regional Focus on Compliance

Ibtissem Lassoued
Partner
Al Tamimi & Co (UAE)

  • Recent developments, including the amendment to the UAE Penal Code
  • How active and passive bribery, embezzlement and abuse of functions are criminalized under the Penal Code
  • How gifts, hospitality and facilitation payments are treated under the UAE’s anti-corruption framework.
  • The evolving regulatory, anti-corruption compliance and enforcement environments, and their impact on local culture and business in the region
  • The prevalence of state-owned entities in these countries and the anti-corruption implications
4:45pm
NIGERIA
Legal, Regulatory, Enforcement and Political Developments Affecting Multinationals

Olukayode Dada
Udo Udoma & Belo-Osagie (Nigeria)

  • How the current laws are interpreted and applied:
    • Criminal Code
    • Corrupt Practices and Other Related Offences Act
  • Prohibition on accepting or giving gifts, and facilitation payments
  • Update on recent corruption investigations
  • How much international co-operation and information sharing is happening between Nigeria, Europe and the United States on corruption matters
5:15pm
Seminar Concludes