Status Report on the Yates Memo, Pilot Program, Cooperation, Disgorgement and Monitors

November 29, 2017 8:45am

Daniel Kahn
Chief, FCPA Unit, Fraud Section Criminal Division
U.S. Department of Justice

Charles E. Cain
Chief, FCPA Unit Division of Enforcement
U.S. Securities and Exchange Commission

Panel Moderator

Kimberly A. Parker

PART I – How Enforcement Has Evolved in the Last 12 Months-and Key Takeaways

USDOJ and SEC decision-makers will provide updates and insights on the most significant developments over the last twelve months, and their impact. Topics will include:

  • Enforcement trends and priorities over the last year
  • DOJ insights on the evaluation of corporate compliance programs
  • How the DOJ and SEC are collaborating on enforcement matters
  • How FCPA enforcement is evolving over time
  • How US DOJ coordinates with other foreign governments
  • How recent court decisions affect the future of FCPA enforcement
  PART II – FCPA Investigations and Settlements Moving Forward, and DOJ and SEC Priorities

During the second segment of this panel, the distinguished speakers will discuss agency priorities moving forward, and additional perspectives on the FCPA compliance and enforcement landscapes.