Track 3 – INTERNAL CONTROLS THINK TANK ON TRANSACTION TESTING FOR COMPLIANCE SENSITIVE AREAS: Proven Best Practices for Detecting Weaknesses, and Strengthening Approvals Processes, Upfront and Back-End Controls

November 30, 2017 11:45am

Tracy L. Price
Assistant Director, FCPA Unit Division of Enforcement
U.S. Securities and Exchange Commission

Larry Abston
Vice President, Corporate Audit
Anadarko Petroleum

Sulaksh Shah
Partner, Forensic Services

Brad Nelson
SVP Audit and Chief Compliance Officer
Live Nation Entertainment

  • The most effective methods for detecting compliance weak spots
  • SEC expectations for internal controls and the most common weaknesses
  • How companies have been strengthening their internal controls
  • Determining if you are accurately identifying red flags and systematic patterns of bribery in your books and records
  • How to determine whether or not your internal controls adequately address risk, types of products, geographical considerations and other key risk factors