Pre-Conference Workshop A – FCPA CASE REVIEW
Dissecting the Most Significant Government Investigations and Settlements in Recent Memory – and Lessons Learned

Nov 28, 2017 9:00am – 12:30pm

Andrew Price
Senior Counsel

Stephen J. Shine
Chief Regulatory Counsel
Prudential Financial

Jonathan D. King
DLA Piper

At this practical session, expert faculty members will delve into the complexities of key and recent enforcement matters toward imparting real-life lessons for industry moving forward. Gain helpful insights on the ins and outs of significant cases, and how to leverage the lessons learned to better enhance your compliance status moving forward.

Participants will benefit from smaller-group learning, enhanced Q & A and reference materials prepared by the expert speakers. Topics will include:

  • Recent cases impacting the future of FCPA settlements, including Kokesh v. SEC
  • The “anatomy” of a bribe: What has triggered suspicion and a government investigation
  • A deep dive into key investigations and settlements, and what they reveal about DOJ and SEC expectations
  • Which cases have led to an SEC settlement, but a DOJ declination
  • Trends in settlements, including penalty structures and remediation requirements
  • Industries that are increasingly under the microscope in recent memory
  • How the agencies have interpreted “cooperation”
  • Impact of the DOJ’s Pilot Program on FCPA enforcement
  • Which circumstances have led to declinations, DPAs and NPAs
  • Insights on DOJ and SEC coordination with foreign enforcement agencies
  • Lessons learned for mitigating enforcement risks and interfacing with the agencies
  • How to leverage the key lessons from settlements toward effecting compliance improvements in your organization
  • A close look at current investigations and emerging enforcement trends