Developing the Most Efficient AML and OFAC Compliance Procedures to Improve Your Company’s Competitiveness

July 26, 2016 1:45pm

Christopher Monahan
Crowell & Moring LLP

Sharon Cohen Levin

AML and OFAC compliance present an opportunity to improve your competitiveness in a rapidly changing economy. AML and OFAC compliance is not only a matter of global security, but it also presents a means of creating a more efficient compliance framework. In this workshop, expert speakers will take the guessing games out of your program development by drilling down on:

  • What government agencies are looking for in audit
  • Lessons learned from recent enforcement decisions
  • Creating surveillance procedures and programs
  • Monitoring broker/agent activity
  • Procedures to handle red flags
  • Managing apparent sanction violations: Determining whether an apparent violation has occurred; calculating/negotiating civil penalties; responding to inquiries and enforcement actions