Agenda
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- At a Glance
- Day 1
- Day 2
- Add-Ons
Pre-Conference Workshops
FCPA CASE REFRESHER: An In-Depth Review of the Most Significant Government Investigations, Declinations and Settlements in Recent Memory – and Key Takeaways
Jun 25, 2018 9:00am – 12:30pm
Speakers
Rohan A. Virginkar
Partner
Foley & Lardner LLP
THIRD PARTY DUE DILIGENCE: Inside The Latest Approaches to Third Party Vetting – How Much Due Diligence is Now Enough in High Risk Markets
Jun 25, 2018 1:30pm – 5:00pm
Speakers
Joseph Huigens
Counsel
Koley Jessen
Former Program Director for Global Anti-Corruption Compliance, Walmart
Michael J. Stitcher
Director, Ethics & Compliance
Olin
Day 1 - Tuesday, June 26, 2018
Day 2 - Wednesday, June 27, 2018
Day 1 - Tuesday, June 26, 2018
8:30 |
Opening Remarks from the Co-ChairsKimberly White Jerome Tomas |
8:45 |
Declinations, Aggravating Circumstances and Individual Liability Under the New DOJ Enforcement Policy: Disclosures, Cooperation and Remediation Now RequiredRyan Rohlfsen
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9:45 |
CASE STUDIESWhen Third Parties Won’t Cooperate: How to Overcome the Real-Life Obstacles to Monitoring and Auditing Third Party Anti-Corruption ComplianceMichael Duran Donald J. Ridings Jr. Melissa Small-Cefalu Expert speakers will take you through the realities of auditing and monitoring different types of third parties, and how to address a lack of cooperation and other obstacles. Topics will include:
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10:45 |
Networking Break |
11:00 |
SEC Enforcement UpdateRobert Burson |
11:30 |
COMPLIANCE BENCHMARKINGResource Allocation and Your Budget: What is Now a “Right- Sized”, Defendable Anti-Corruption Compliance Program?Darcy S. Morowitz Anne Takher Sarah Foley This session will offer practical, diverse perspectives on how to make a wise compliance investment amid heightened government scrutiny. Varying approaches to resource allocation and implementation will be discussed, along with concrete examples of recent innovations. Industry leaders will also relay insights on the realities of confronting tough budget and implementation challenges. |
12:30 |
Networking Luncheon |
1:45 |
DATA ANALYTICS & AILive Demo on How to Use “Big Data” for Effective Risk Assessments, Compliance Improvements and Internal InvestigationsEric Matrejek Anthony A. Moeller Audience members will benefit from a live demo on how to utilize data analytics and AI to upgrade a global anti-corruption compliance program.
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2:45 |
CHINAWhat’s Keeping You Up at Night? Perspectives and Q & A on Increasing Global Corruption and Related Risks – and How to Move ForwardPaul Liebenson J. Gregory Deis Lisa B. Diaz At this practical session, benefit from first-hand insights on “big picture” considerations affecting global compliance and risk management moving forward. Speakers will offer their thoughts on FCPA and international enforcement risks, recent developments, and the practical impact for your overall business and growth strategies. |
3:45 |
Networking Break |
4:00 |
ROUNDTABLE DISCUSSIONFCPA Disclosures Under the New DOJ Policy: The Newest, Increased Multi-Jurisdictional Enforcement Risks and Their Impact on Your Self- Disclosure CalculusNicholas Berg Andrew C. Porter Patrick Otlewski During this roundtable discussion, former prosecutors and expert practitioners will address how the new corporate enforcement policy is impacting key decision-making and risk management. Audience members will have the opportunity to ask questions and gain insight into the decision to disclose and cooperate in the context of an investigation. |
4:45 |
CHINAHeightened Local Anti-Bribery, Whistleblower and Cyber Security Requirements – and Your Risk Profile: How Multinationals are Fine Tuning Their Programs in Response to New RealitiesYuet Ming Tham
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5:30 |
Conference Adjourns |
Day 2 - Wednesday, June 27, 2018
8:30 |
Co-Chairs’ Opening Remarks |
8:35 |
HYPOTHETICAL SCENARIOSWould You or Wouldn’t You? When to Consider Terminating a Third Party Relationship Over Bribery Suspicions: Anti-Corruption, Contractual and Other Key ConsiderationsKimberly White Charles F. Smith
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9:30 |
LATIN AMERICAHow the Latest Scandals, Enforcement Actions and Legislative Developments Are Affecting Risk and Compliance for Multinationals across the RegionSonia Zeledon Robert (RJ) Hall
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10:30 |
Networking Break |
10:45 |
HYPOTHETICAL SCENARIOSGifts, Entertainment & Hospitality: What to Do Now When Local Customs Conflict with FCPA RequirementsMatthew B. Hsu Gerritt J. Wieringa Matthew Cannon Faculty members will take you through a series of complex hypothetical scenarios, and propose practical solutions for minimizing the risk of noncompliance.
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11:45 |
What’s Missing in Your Internal Investigations Program? The Top 10 Most Critical Decisions When Managing Cross-Border InvestigationsLawrence Oliver II Christopher Niewoehner Tim Abrahams
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12:45 |
Networking Luncheon |
2:00 |
Data Privacy Restrictions on Investigations, Third Party Screening and Audits: A Rundown of the Most Common Missteps that Can Heighten Risks for Your Organization in the EU and RussiaRachel Lei Christopher Veatch
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2:45 |
Global Compliance Reviews: How to Evaluate Your Anti-Corruption Compliance Program to Identify Weak Spots Before It’s Too LateSarah R. Iles Theodore T. Chung
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3:30 |
Networking Break |
3:45 |
CORPORATE CULTUREEmployee Hiring, Training and Communications: How to Know if Policies and Procedures Are Being Followed Across Your Corporate and Field OperationsTejal Vakharia Kimberly White
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4:30 |
CLOSING ROUNDTABLEM & A Due Diligence Best Practices and Post-Acquisition Know-HowVictoria J. Graves Joanna M. Ritcey-Donohue At this closing discussion, participants will benefit from first-hand insights on pitfalls to avoid at the due diligence and post-acquisition stages. Experts will impart practical know-how and concrete examples of effective risk management, due diligence techniques and integration successes. |
5:30 |
Conference Concludes |
FCPA CASE REFRESHER: An In-Depth Review of the Most Significant Government Investigations, Declinations and Settlements in Recent Memory – and Key Takeaways
Rohan A. Virginkar
Partner
Foley & Lardner LLP
What is it about?
At this practical session, expert faculty members will delve into the complexities of key and recent enforcement matters toward imparting real-life lessons for industry moving forward. Gain helpful insights on the ins and outs of significant cases, and how to leverage the lessons learned to better enhance your compliance status moving forward. Participants will benefit from smaller-group learning, enhanced Q & A and reference materials prepared by the expert speakers. Topics will include:- Recent cases impacting the future of FCPA settlements, including Kokesh v. SEC
- The “anatomy” of a bribe: What has triggered suspicion and a government investigation
- A deep dive into key investigations and settlements, and what they reveal about DOJ and SEC expectations
- Impact of the DOJ’s new Enforcement Policy
- Which cases have led to an SEC settlement, but a DOJ declination
- Trends in settlements, including penalty structures and remediation requirements
- Industries that are increasingly under the microscope in recent memory
- How the agencies have interpreted “cooperation”
- Which circumstances have led to declinations, DPAs and NPAs
- Insights on DOJ and SEC coordination with foreign enforcement agencies
- Lessons learned for mitigating enforcement risks and interfacing with the agencies
- How to leverage the key lessons from settlements toward effecting compliance improvements in your organization
- A close look at current investigations and emerging enforcement trends
THIRD PARTY DUE DILIGENCE: Inside The Latest Approaches to Third Party Vetting – How Much Due Diligence is Now Enough in High Risk Markets
Joseph Huigens
Counsel
Koley Jessen
Former Program Director for Global Anti-Corruption Compliance, Walmart
Michael J. Stitcher
Director, Ethics & Compliance
Olin
What is it about?
Expert speakers will discuss how companies are determining how far to go in conducting due diligence, and developing a tiered approach based on the appropriate risk level and type of third party in question. The session will discuss how to re-evaluate your risk ranking approach and minimize the costs of a robust program. With evolving risk factors and compliance obligations, don’t miss this worthwhile opportunity to upgrade your best practices. Ample time will be left for Q & A, so please bring your questions!- How far you need to go in vetting third parties and your supply chain: 1st, 2nd, 3rd, 4th and lower tier supply chain members
- Developing a model that stratifies your risk based on third parties-and how to perform due diligence accordingly
- What you need in a questionnaire for third parties
- Unique challenges associated with critical types of third parties for your global business
- When and how much due diligence to perform for an ongoing, existing third party relationship
- Understanding the local business environment, customs and practices
- How to incorporate effective front-end vetting and screening protocols based on the type of relationship and interests represented by the third party
- What to do with information uncovered during the vetting process: How to evaluate red flags
- Making the decision regarding which parties to use/not use
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