Day 1 - Friday, December 4, 2020

Opening Remarks

Jodi Golinsky
Associate General Counsel

Keynote Address

Sallie Krawcheck
CEO + Co-Founder

The Future of Financial Services Industry: Anticipating How the Industry Will Evolve and Ensuring Your Organization is Poised to Succeed

Sandrine A. Cousquer-Okasmaa
Vice President & Associate General Counsel, Strategic Partnerships Lead
Marcus by Goldman Sachs

Meredith Fuchs
General Counsel

Sigal Mandelker
General Partner
Ribbit Capital
Former Under Secretary for Terrorism and Financial Intelligence, U.S. Department of the Treasury

    • Challenges experienced during the financial crisis
    • Continued need to protecting customer privacy and personal data
    • Trend away from brick & mortar and impact on real estate
    • What is the future of lending?
    • Rise in popularity of ESG
    • Expectations for future industry consolidation
    • Increased demand for robust online offerings

Networking Break
Remote Workforce: Lessons Learned During the Shutdown and Redefining the Future Workplace without Physical Walls

Jodi Golinsky
Associate General Counsel

Courtnee Smith
Vice President, Enterprise Supplier Management
Capital One

Barrie VanBrackle
Orrick, Herrington & Sutcliffe LLP

    • Social distancing is the new normal
    • Lessons learned from working from home
    • The importance of in-person meetings
    • How to strengthen collaboration across your organization
    • Impact of increased talent pool with remote workers
    • How do you hire and integrate new employees

Regulatory Update: Current Priorities for Financial Services Regulation, Enforcement and Compliance

Lucy Carlson
Deputy Chief
U.S. Department of Justice

Katherine A. Lemire
Executive Deputy Superintendent
New York State Department of Financial Services


Andrea Mitchell
Mitchell Sandler LLC

    • Emerging areas of increased scrutiny on fraud, AML and sanctions
    • Proposed regulation and areas of interest to monitor
    • New investigations in both criminal and civil actions
    • Mitigating risk of employees getting sick

Lunch with Topic Round Table Discussions

Participants will have the opportunity to participate in small interactive discussions on the following topics:

  • Data Privacy Trends
  • Third Party Risk Management
  • State Regulation Trends
  • Future of Consumer Banking

Networking Break
Managing Your Increased Litigation Exposure: Preparing Your Organization for the New Wave of Lawsuits after COVID-19

Chava Brandriss
Davis Wright Tremaine LLP

    • Rise in Covid-19  related investigations, examination and reviews
    • CARES, Paycheck protection loans fallout
    • Class actions suits from customers
    • Increased cybersecurity obligations including CCPA

Best Practices for Staying Compliant with the Latest Compliant and Regulatory Trends

Lisa Prager
General Counsel, Executive Vice President
Agricultural Bank of China

Ursula C. Pfeil
Director of Regulatory Reform and Managing Chief Counsel, Regulatory Affairs
PNC Bank, N.A.

Tahlia Townsend
Wiggin and Dana LLP

    • Trends in AML, sanctions and financial crime
    • Managing regulatory change and staying ahead of competing federal, state, and international laws
    • Tips to strengthen your compliance program

Employment 2.0: Rethinking Your Career Path in a Rapidly Changing World

Smitha Mortis
General Counsel

Sharda Caro del Castillo
Chief Legal Officer

Cheryl Call
Associate General Counsel
Mission Lane (Richmond, VA)

    • Evolving role of traditional financial services
    • More opportunities in fintech and other innovative startups
    • New priorities: family, home and flexible work arrangements
    • Company size: do you want to work for a large organization or transition to a smaller one

Virtual Networking Reception