A Closer Look at the Securities Industry: Analyzing the Increased Focus on Gatekeepers and Advancements for Screening Your Investment Portfolio
Samuel Chang
Partner
Cleary Gottlieb Steen & Hamilton
Bisirat Ghebray
Global Head of Sanctions
Blackrock
Oliver Bodmer
Product Management Director
SIX
A closer look at OFAC’s focuses on gatekeepers—investment advisors, accountants, and providers of trust and corporate services—and the impact moving forward.
- Top risks and lessons in the wake of recent enforcement actions
- Screening best practices for investments
- Overcoming challenges related to liquidating funds that include sanctioned securities