Virtual Workshop A – Designing a Regulator-Ready AI Compliance Playbook: Interactive Lab on Governance, Auditability, and Culture
Aaron Rieke
Senior Partner Clarion
AI Partners
Former Chief of Staff, Attorney Advisor
Federal Trade Commission (FTC)
Jordan Wilcox
Responsible AI Governance and Risk Leader
Ascensus
Many financial institutions stall on AI because policies are fragmented, roles are unclear, and exam evidence is inconsistent. This interactive lab solves these problems by building a full playbook in real time, including an AI use policy, RACI, model inventory, bias and validation test plan, and an exam evidence packet. Walk away with redlined templates to meet supervisory expectations that your teams can deploy immediately. Topics of discussion include:
- Drafting an AI policy and RACI that speeds approvals and keeps humans in the loop
- Designing a model inventory and risk rating that tie tiers to tests and reporting for predictable audits
- Hardening generative AI and third-party controls that curt vendor risk and enforcement exposure
- Packaging an exam-ready evidence bundle