Exam-ready AI governance is no longer optional. With the SEC and FINRA sharpening supervisory expectations for 2026—and AI-driven cyber and fraud risks accelerating—financial institutions must prove their controls, evidence, and oversight now.

The AI compliance environment in financial services is evolving fast, but while the EU moves full steam ahead with clear enforcement mandates, the U.S. landscape remains fragmented and unpredictable. Even so, supervisory signals are getting louder: the SEC’s FY 2026 Examination Priorities sharpen expectations around AI, cybersecurity, and controls, FINRA’s 2026 Oversight Report elevates GenAI risk and cyber-enabled fraud, and NIST’s draft Cyber AI Profile is accelerating what “secure AI” is expected to look like in practice. Against the EU AI Act’s phased rollout, institutions operating cross-border are being pushed to move faster while proving more.

That is why ACI’s inaugural AI & RegTech Financial Services Summit is the forum for compliance, legal, risk, and RegTech leaders to align on what regulators are telegraphing now, and what “exam-ready AI” must look like.

Why You Can’t Miss It

Hear from regulators, GCs, compliance officers, and RegTech innovators. Walk away with practical strategies to:

• Pilot AI under proposed “Innovation Lab” oversight while meeting compliance expectations
• Adapt to the Trump administration’s AI Action Plan on deregulation and procurement standards
• Build governance frameworks around explainability, bias auditing, and vendor oversight
• Use AI in underwriting, fraud, and AML/KYC without triggering enforcement
• Prepare for cross-border challenges under the EU AI Act

What You’ll Gain

• Insights to shape your 2026 AI compliance and innovation roadmap
• Strategies for managing model risk, vendor selection, and regulatory change
• Access to leading experts from government, top law firms, and AI vendors
• Cross-functional connections spanning banks, insurers, fintechs, and regulators