Agenda

Conference Program
Flip through our 2021 conference brochure and discover what’s new this year.
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Day 1 - Friday, December 3, 2021
9:00 |
Remarks from the Co-Chairs |
9:15 |
Audience Polling – Case StudyReal-Life Case Studies of Advanced Compliance Analytics: Defining Your Goald, Risk Profile and Cross-Functional Team to Achieve Effective, Data-Driven Compliance and Monitoring |
10:15 |
Live DemoTransaction Monitoring |
10:30 |
Networking Break |
10:45 |
Data Acquisition and Dashboards: Accessing and Capturing Clean, High-Value Data Across Disparate Systems and Data Sources |
12:00 |
Networking Lunch |
1:00 |
Your Data Governance Action Plan: How to Address Red Flags and Handle the Exception Processes |
1:45 |
HYPOTHETICAL EXERCISESLeveraging AI and Machine Learning: Optimizing Algorithms to Improve Predictive Capabilities and Compliance Monitoring |
2:45 |
Networking Break |
3:00 |
AUDIENCE POLLINGEffective Internal Investigations: How Companies and Outside Counsel are Leveraging Analytics, AI and Machine Learning |
3:45 |
Data Governance & Integrity Exercise |
4:30 |
Closing Remarks from the Co-Chairs |
Day 1 - Friday, December 3, 2021
9:00 |
Remarks from the Co-Chairs![]() Bryan Judice ![]() Carrie Ashcom ![]() Matt Galvin |
9:15 |
Audience Polling – Case StudyReal-Life Case Studies of Advanced Compliance Analytics: Defining Your Goald, Risk Profile and Cross-Functional Team to Achieve Effective, Data-Driven Compliance and Monitoring![]() Parth Chanda ![]() Andrew McBride ![]() Piyush Sharma This opening session will walk you through practical case studies that define how to get started and refine your blueprint for effective data-driven compliance and monitoring – with a focus on how to tailor your policies to the contexts of your industry and organization. Part I. Topics will include:
Part II. Case Study Topics:
Part III. Key Takeaways:
|
10:15 |
Live DemoTransaction MonitoringSee a leading anti-corruption transaction monitoring platform that has been cited by the SEC and has been before the DOJ in multiple FCPA matters. Learn more about how the software provides configurable risk algorithms driving aggregated risk scoring, supports monitoring workflows and visualizes your spend data for risk. |
10:30 |
Networking Break |
10:45 |
Data Acquisition and Dashboards: Accessing and Capturing Clean, High-Value Data Across Disparate Systems and Data Sources![]() Bryan Judice ![]() Carrie Ashcom ![]() Matt Galvin After gauging and mapping your risk profile, the next step is to ensure that you are acquiring internal and external data from reliable sources. During this session our speakers will review real-world examples of data output reports; discuss how to assess the data; and, determine if the program is capturing the right data. Key Topics:
|
12:00 |
Networking Lunch |
1:00 |
Your Data Governance Action Plan: How to Address Red Flags and Handle the Exception Processes![]() Sarah Foley ![]() Jannette Hasan In this session, the audience will gain insight through a series of case study examples and red flag reports that lead to policy reviews and investigations. Key Takeaways:
|
1:45 |
HYPOTHETICAL EXERCISESLeveraging AI and Machine Learning: Optimizing Algorithms to Improve Predictive Capabilities and Compliance Monitoring![]() Jared Crafton ![]() Mason Pan Engage with our faculty in this session as they take you through a series of hypothetical scenarios and successful strategies to help guide you in:
|
2:45 |
Networking Break |
3:00 |
AUDIENCE POLLINGEffective Internal Investigations: How Companies and Outside Counsel are Leveraging Analytics, AI and Machine Learning![]() Bryan Judice ![]() Carrie Ashcom Benchmark and compare notes with the speakers and audience, as we examine data acquisition and governance initiatives that are needed for productive and successful internal investigations. We will explore:
|
3:45 |
Data Governance & Integrity Exercise![]() Nebiat Kidane ![]() Effie Silva Benchmark with the audience during this live polling session. We will gain insight from case studies and real-world examples explaining how to:
|
4:30 |
Closing Remarks from the Co-Chairs |