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Pre-Conference Workshops
Workshop A — Behind the Scenes of Building an Effective Data Analytics Program- From Capturing “Clean” Data to Achieving True Data-Driven Compliance and Monitoring
Jun 13, 2023 9:00am – 12:30 PM
Speakers

Stephen Lee
Former Federal Prosecutor/Founder
Stephen Chahn Lee LLC
Day 1 - Wednesday, June 14, 2023
Day 2 - Thursday, June 15, 2023
7:30 |
Continental Breakfast and Registration |
8:55 |
Co-Chairs’ Opening Remarks |
9:00 |
Ephemeral Messaging Think Tank: Companies and Financial Institutions Share the Latest Best Practices and Lessons Learned |
10:00 |
CASE STUDYThe Next Level of Compliance in Latin America |
10:30 |
Morning Coffee Break |
10:45 |
Sustaining an Effective Compliance Program Amid Economic, Budgetary and Geopolitical Pressures |
11:45 |
FUTURE OF FCPA COMPLIANCE SERIESCryptocurrency and the Lesser-Known Corruption Risks: Increased Regulatory Scrutiny of Crypto and Digital Currency |
12:45 |
Networking Lunch Break |
2:00 |
Hypothetical Exercises: Defining and Dealing with “State-Owned” Entities in the FCPA Context |
2:45 |
FCPA Considerations in the Middle East: Updating Your Compliance Checklist and Implementing the Latest Best Practices |
3:15 |
Special Considerations for Start-Ups and New Companies |
3:45 |
Co-Chairs’ Closing Remarks, End of Conference |
Day 1 - Wednesday, June 14, 2023
8:30 |
Co-Chairs’ Opening Remarks/Year in Review![]() Scott Schools ![]() Carl Hahn |
8:45 |
DOJ/SEC Interview![]() Chris Cestaro |
9:45 |
The Future of Anti-Corruption Compliance and Investigations: Leveraging AI and Automation as a Pivotal Tool Moving Forward![]() Scott Schools
|
10:45 |
Networking Coffee Break |
11:00 |
CASE STUDY-CHINASpecial Focus on China: New, Unique Considerations Affecting Your Compliance StrategyHow to adapt your compliance program to the heightened corruption and compliance risks in China:
|
11:30 |
ESG Compliance as a Mitigating Factor: Incorporating ESG Into Your Global Risk Assessments and Managing the Interplay with FCPA![]() Mckenzee McCammack ![]() Kristin A. Snyder ![]() Catherine Kevane
|
12:30 |
Networking Luncheon |
1:45 |
Maintaining an Effective Compliance Culture in the New Normal of Remote and Hybrid Work![]() Carolyn Fitzhugh McNiven ![]() Chris Wheeler
|
2:30 |
What’s Missing in Your Third-Party Due Diligence, Screening and Monitoring?: Hidden Lessons for Mitigating Cross-Border Supply Chain and Business Partner Risks![]() Aaron Dutra ![]() Jeremiah Luongo ![]() Claire Rajan ![]() Laura Vittet-Adamson
|
3:30 |
Networking Break |
3:45 |
CASE STUDYThe DOJ’s Revised Corporate Enforcement Policy and Your Compliance Path Forward: The Top 5 Most Critical, Recent Cases and What They Reveal Between the Lines![]() Pamela Davis ![]() Scott Joiner ![]() Brendan Kelleher
|
4:45 |
FPCA and Anti-Corruption Partnership Across the Public and Private Sector![]() Rob Leventhal ![]() Yousri Omar
|
5:15 |
FUTURE OF FCPA COMPLIANCE SERIESManaging FCPA Risks Posed by Social Media and the Role of Influencers![]() Aaron Tidman
|
6:00 |
Cocktail Reception
|
Day 2 - Thursday, June 15, 2023
7:30 |
Continental Breakfast and Registration |
8:55 |
Co-Chairs’ Opening Remarks![]() Scott Schools ![]() Carl Hahn |
9:00 |
Ephemeral Messaging Think Tank: Companies and Financial Institutions Share the Latest Best Practices and Lessons Learned![]() Erin Brown Jones ![]() Benjamin M. Crosson
|
10:00 |
CASE STUDYThe Next Level of Compliance in Latin America![]() Gregory Bates
|
10:30 |
Morning Coffee Break |
10:45 |
Sustaining an Effective Compliance Program Amid Economic, Budgetary and Geopolitical Pressures![]() Nkechi Ihuegbu ![]() Darryl Lew ![]() Valerie Lam
|
11:45 |
FUTURE OF FCPA COMPLIANCE SERIESCryptocurrency and the Lesser-Known Corruption Risks: Increased Regulatory Scrutiny of Crypto and Digital Currency![]() Melissa Laferriere ![]() Justin Weitz
|
12:45 |
Networking Lunch Break |
2:00 |
Hypothetical Exercises: Defining and Dealing with “State-Owned” Entities in the FCPA Context![]() Leo Tsao
|
2:45 |
FCPA Considerations in the Middle East: Updating Your Compliance Checklist and Implementing the Latest Best Practices![]() Leo Tsao ![]() Carl Hahn
|
3:15 |
Special Considerations for Start-Ups and New Companies![]() Russell Vickers ![]() Winston Chan
|
3:45 |
Co-Chairs’ Closing Remarks, End of Conference |
Workshop A — Behind the Scenes of Building an Effective Data Analytics Program- From Capturing “Clean” Data to Achieving True Data-Driven Compliance and Monitoring

Stephen Lee
Former Federal Prosecutor/Founder
Stephen Chahn Lee LLC
What is it about?
Workshops are In-Person only and will not be Livestreamed
- Compliance programs must be built and customized to fit the unique risk profile of each individual company. An effective compliance program, and robust risk assessment is essential to any business. After you properly assess your risk profile, the next step in building an effective compliance program is to gain reliable internal and external data. This session will discuss how to acquire clean data, and how to synthesize that data.
- Key Topics:
- Approaches to building a data analytics program (e.g., internal, external or hybrid) and the resources needed
- Identifying the data needed, the process for acquiring the data and overcoming challenges around data availability and quality
- Collecting data across multiple different systems and assessing what data is important; what data is being captured; and what data is not being captured accurately
- Identifying data sources and deciding how to aggregate the data to ensure good input and output
- Evaluating the internal and third-party data analytics tools that are available, and deciding which data feeds your organization can leverage
- Cleaning the Data by utilizing a continuous feedback loop to eliminate false positives
- Real-world examples of data output reports; discuss how to assess the data; and, determine if the program is capturing the right data
- Determining what to do when payments and expenditures are above aggregate risk score thresholds:
- Providing training and ongoing support to ensure that employees and third parties can analyze incoming data to determine if it is consistent and trustworthy
- Connecting monitoring programs with existing or new pre-approval systems
Workshop B — Using Your Data Analytics Capabilities to Measure the Effectiveness of Your Compliance Program: A Complete Guide to Using Metrics and KPIs to Evaluate Risk Detection and Compliance Red Flags
What is it about?
Workshops are In-Person only and will not be Livestreamed
- Updated DOJ guidance stresses to companies the importance of leveraging data analytics and other objective evidence to demonstrate a compliance program is working effectively and manages its compliance risks. As such, metrics-driven solutions are needed to align compliance accountability; and embed a proactive compliance function on the first line of defense.
- By utilizing compliance metrics to identify corruption risks early, companies are in a better position to reduce risks and understand whether the correct controls are in place.
- During this workshop, participants will benefit from a step-by-step guide to leveraging data analytics to measure the effectiveness of a compliance program-and implement the necessary upgrades.
- Topics will include:
- Using data feeds for continuous risk re-assessments and monitoring program upgrades
- Concrete examples of metrics used for assessing and analyzing risk
- Leveraging data analytics for re-assessing risks and identifying compliance weak spots
- Updating your potential risk contact points that exist throughout your company
- Assessing the current controls in place to prevent, detect, and correct violations
- Determining and prioritizing the compliance enhancement measures you undertake
- Updating your risk assessment periodically
- Determining which compliance metrics to measure, and comparing them to industry standards and benchmarks for improved predictability
- Assembling qualitative data-gathering tools – such as surveys and questionnaires – to encourage adaptability and accountability