We are pleased to announce that the 2016 program has evolved in response to the expanding, new roles and responsibilities of our legal and compliance audience members. New for this year, the agenda not only includes a meaningful discussion of complex FCPA challenges, but also covers “big picture”, strategic and related issues, including corporate governance,…
American Conference Institute, organizers of the Summit on FCPA, AML and OFAC Risks for Private Equity and Hedge Funds taking place April 5, 2016 at the Park Lane Hotel in New York, today announced new speakers that will discuss how to avoid FCPA violations, avoid sanctions risks and strengthen their compliance programs. To see the…
Complimentary presentation from ACI’s 10th National Forum on Prepaid Card Compliance. Highlights from this presentation: – The four BSA/AML compliance pillars – Internal Controls – Education and training – Independent training of BSA/AML Compliance program and much more…
It is not uncommon for product manufacturers and distributors in China to reach agreements with distributors, wholesalers and retailers to maintain control over product resale prices. This practice, commonly referred to as resale price maintenance (RPM), involves setting a floor or ceiling price on manufactured products which, among other things, has the effect of maintaining…
Speakers of ACI’s 4th Annual Forum on AML and OFAC Compliance for the Insurance Industry are giving you their best practice tips! Thank you to our speakers for their contribution. ACI’s 4th Annual Forum on AML and OFAC Compliance for the Insurance Industry When: Tuesday, January 21 to Wednesday, January 22, 2014 Where: The…
Financial Services, Insurance & Reinsurance – the latest on CFPB standards, SEC and more. CFPB proposes standards for assessing diversity policies of regulated entities by John L. Culhane, Jr. Posted on jsupra.com The CFPB and five other federal agencies have proposed joint standards for assessing the diversity policies and practices of regulated entities relating to employment and contracting…
Financial Services, Insurance & Reinsurance – The latest on mortgage rules, FDIC, CFPB, and more. Director Cordray focuses on mortgage rules in remarks to American Bankers Association by Ballard Spahr LLP Posted on jdsupra.com A substantial portion of Director Cordray’s remarks yesterday at the American Bankers Association’s Annual Convention in New Orleans was directed at justifying the Bureau’s decision not…
Avoiding Costly Sanctions and Ensuring Compliance in an Era of Heightened Scrutiny and Enhanced Regulatory and Enforcement Initiatives When: Tuesday, January 21 to Wednesday, January 22, 2014 Where: The Carlton Hotel, New York, NY To learn more & register: Click Here Related News Insurers Quizzed by N.Y. Regulator Lawsky on Iran Links by David McLaughlin & Greg…