Critical Takeaways for Customer Onboarding and Ongoing Monitoring: Leveraging Compliance, AI, and Analytics to Mitigate AML and Sanctions Risks
Andrew Rosenberg
Senior Director
Ripple
Daniel Burget
Director, Legal Compliance
BDO
John Davidson
Head of Financial Crimes and Compliance
WisdomTree
- Establishing strong customer identification procedures
- New and ongoing customer due diligence best practices
- Calculating an initial customer risk rating and closely monitoring high risk customers