This session will provide an overview of key strategies and lessons for MAOs conducting internal investigations. Key topics include:

• Exploring strategies for identifying possible instances of non-compliance
• Utilizing best practices for in-house investigations and identifying when to engage outside counsel
• Protecting the privilege – key developments in case law affecting privilege considerations
• Best practices for avoiding waiver pitfalls
• Examining complexities impacting MAOs (e.g., joint defense agreements and disclosure to third parties)