Interactive Benchmarking: The Grey Areas of Operationalizing New DOJ Guidance and Policies
Stephanie Mercedes Tennant
Assistant General Counsel
META
Abby Slonecker
Senior Vice President
FINRA
Former Head of Compliance Tableau Software
Hui Chen
Senior Advisor
R&G Insights LAB
- Concrete examples of program upgrades and compliance pain points
- Testing the effectiveness of your compliance program to show that it is: improving, adapting, and updating the program to ensure that it is sustainable and adapting to changing risks
- Reviewing the qualifications and expertise of your compliance personnel
- Rethinking resource allocation and delivery methods for training
- Fostering and sustaining a strong corporate culture
- Leveraging dashboards and other mechanisms for reporting