Interactive Benchmarking: The Grey Areas of Operationalizing New DOJ Guidance and Policies

June 13, 2024 9:15am

Stephanie Mercedes Tennant
Assistant General Counsel
META

Abby Slonecker
Senior Vice President
FINRA
Former Head of Compliance Tableau Software

Hui Chen
Senior Advisor
R&G Insights LAB

  • Concrete examples of program upgrades and compliance pain points
  • Testing the effectiveness of your compliance program to show that it is: improving, adapting, and updating the program to ensure that it is sustainable and adapting to changing risks
  • Reviewing the qualifications and expertise of your compliance personnel
  • Rethinking resource allocation and delivery methods for training
  • Fostering and sustaining a strong corporate culture
  • Leveraging dashboards and other mechanisms for reporting